GOETTLER MICHAEL 4

Accession 0000899243-23-007213

CIK 0001792044other

View on SEC.gov Company Profile

Filed

Mar 5, 7:00 PM ET

Accepted

Mar 6, 7:00 PM ET

Size

27.7 KB

Accession

0000899243-23-007213

Insider Transaction Report

Form 4

Period: 2023-03-02

Viatris IncVTRS

GOETTLER MICHAEL

President

Transactions

Exercise/Conversion
Common Stock
2023-03-02+84,908→ 294,432 total
Tax Payment
Common Stock
2023-03-02$11.13/sh−37,173$413,735→ 257,259 total
Exercise/Conversion
Common Stock
2023-03-02+6,715→ 263,974 total
Exercise/Conversion
Common Stock
2023-03-04+104,085→ 365,119 total
Exercise/Conversion
Common Stock
2023-03-04+3,742→ 323,292 total
Tax Payment
Common Stock
2023-03-04$11.13/sh−1,639$18,242→ 321,653 total
Tax Payment
Common Stock
2023-03-04$11.13/sh−45,569$507,183→ 319,550 total
Exercise/Conversion
Restricted Stock Units
2023-03-02−84,908→ 84,908 total
Exercise: $0.00→ Common Stock (84,908 underlying)
Exercise/Conversion
Dividend Equivalent Units
2023-03-02−6,714.738→ 6,714 total
Exercise: $0.00→ Common Stock (6,714.738 underlying)
Exercise/Conversion
Restricted Stock Units
2023-03-04−104,085→ 208,170 total
Exercise: $0.00→ Common Stock (104,085 underlying)
Exercise/Conversion
Dividend Equivalent Units
2023-03-04−3,741.517→ 7,483 total
Exercise: $0.00→ Common Stock (3,741.517 underlying)
Tax Payment
Common Stock
2023-03-02$11.13/sh−2,940$32,722→ 261,034 total

Footnotes (12)

[F1]Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the restricted stock units (RSUs) granted on March 2, 2021.
[F10]Each RSU represents the right to receive one share of common stock of Viatris. 104,085 of the RSUs granted on March 4, 2022 vested on March 4, 2023. Mr. Goettler is separating from Viatris on April 1, 2023 and, as a result, the 104,085 RSUs granted on March 4, 2022 that would have vested on each of March 4, 2024 and March 4, 2025, in each case, will be forfeited upon his separation.
[F11]On May 6, 2022, Viatris filed a registration statement on Form S-3 with respect to its Dividend Reinvestment and Share Purchase Plan; amount represents DEUs that subsequently accrued with respect to such RSUs in June 2022, September 2022 and December 2022 in transactions exempt from Section 16 under Rule 16a-11.
[F12]Represents DEUs that accrued with respect to the RSUs previously granted on March 4, 2022 and vest on the same schedule as the underlying RSUs.
[F2]Fractional shares have been rounded up in connection with the settlement described in footnote 9 pursuant to the terms of the RSU award agreement under the Viatris Inc. 2020 Stock Incentive Plan.
[F3]Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the dividend equivalent units (DEUs) that accrued with respect to the RSUs previously granted on March 2, 2021.
[F4]Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the RSUs granted on March 4, 2022.
[F5]Fractional shares have been rounded up in connection with the settlement described in footnote 12 pursuant to the terms of the RSU award agreement under the Viatris Inc. 2020 Stock Incentive Plan.
[F6]Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the DEUs that accrued with respect to the RSUs previously granted on March 4, 2022.
[F7]Each RSU represents the right to receive one share of common stock of Viatris Inc. (Viatris). 84,908 of the RSUs granted on March 2, 2021 vested on each of March 2, 2022 and March 2, 2023. Mr. Goettler is separating from Viatris on April 1, 2023 and, as a result, the 84,908 RSUs granted on March 2, 2021 that would have vested on March 2, 2024 will be forfeited upon his separation.
[F8]On May 6, 2022, Viatris filed a registration statement on Form S-3 with respect to its Dividend Reinvestment and Share Purchase Plan; amount includes DEUs that subsequently accrued with respect to such RSUs in June 2022, September 2022 and December 2022 in transactions exempt from Section 16 under Rule 16a-11.
[F9]Represents DEUs that accrued with respect to the RSUs previously granted on March 2, 2021 and vest on the same schedule as the underlying RSUs.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

Viatris Inc

CIK 0001792044

→

Entity typeother

Related Parties

filerCIK 0001745691

Filing Metadata

Form type: 4
Filed: Mar 5, 7:00 PM ET
Accepted: Mar 6, 7:00 PM ET
Size: 27.7 KB

View on SEC.gov