Mariotti Brian Richard 4
4 · Funko, Inc. · Filed Mar 7, 2023
Insider Transaction Report
Form 4
Funko, Inc.FNKO
Mariotti Brian Richard
DirectorCHIEF EXECUTIVE OFFICER
Transactions
- Award
Restricted Stock Units
2023-03-06+62,500→ 62,500 total→ Class A Common Stock (62,500 underlying) - Award
Option to Purchase Class A Common Stock
2023-03-06+78,100→ 78,100 totalExercise: $9.77Exp: 2033-03-06→ Class A Common Stock (78,100 underlying)
Footnotes (2)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
- [F2]The option will vest and become exercisable with respect to 25% of the shares subject thereto on the first anniversary of March 6, 2023 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.