4//SEC Filing
CBI USA, Inc. 4
Accession 0000899243-23-007644
CIK 0001698530other
Filed
Mar 8, 7:00 PM ET
Accepted
Mar 9, 7:50 AM ET
Size
5.9 KB
Accession
0000899243-23-007644
Insider Transaction Report
Form 4
EXICURE, INC.XCUR
CBI USA, Inc.
10% Owner
Transactions
- Other
CBI USA, Inc. 1st Bearer-type Interest Unsecured Private
2023-02-22$5440000.00/sh−5,440,000$29,593,600,000,000→ 5,440,000 totalExercise: $1.60From: 2023-05-22Exp: 2025-02-22→ Common Stock (3,400,000 underlying)
Footnotes (1)
- [F1]Reporting Person obtained loan from an affiliate in the form of an exchangeable bond in the principal amount of $5,440,000. Lender will have the option to exchange the note for 3,400,000 shares of Common Stock (at fixed conversion price of $1.60 per share) from three months after issuance to five business days before the maturity date. The Reporting Person intends to repay the note prior to lender exercising the exchange option.
Documents
Issuer
EXICURE, INC.
CIK 0001698530
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001930189
Filing Metadata
- Form type
- 4
- Filed
- Mar 8, 7:00 PM ET
- Accepted
- Mar 9, 7:50 AM ET
- Size
- 5.9 KB