DEUTSCHE BANK AG\ 4
4 · NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND · Filed Apr 26, 2023
Insider Transaction Report
Form 4
DEUTSCHE BANK AG\
10% Owner
Transactions
- Other
Adjustable Rate MuniFund Term Preferred Shares
2023-04-24−1,000→ 0 total(indirect: By Subsidiary)
Footnotes (3)
- [F1]The 1,000 adjustable rate munifund term preferred shares reported as disposed of in Table I represent adjustable rate munifund term preferred shares, series 2032 (the "AMTP Shares") beneficially owned by DB Municipal Holdings LLC ("DBMN"). The AMTP Shares were disposed of as a result of a transition of the AMTP Shares to a new shareholder for a price of $100,241.80822 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $241.80822 per share). DBMN is a wholly owned subsidiary of Deutsche Bank AG.
- [F2]This statement is jointly filed by Deutsche Bank AG and DBMN. Deutsche Bank AG holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of DBMN.
- [F3]Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.