Home/Filings/4/0000899243-23-012026
4//SEC Filing

KECK KIM 4

Accession 0000899243-23-012026

CIK 0001564406other

Filed

May 1, 8:00 PM ET

Accepted

May 2, 7:53 PM ET

Size

9.2 KB

Accession

0000899243-23-012026

Insider Transaction Report

Form 4
Period: 2023-05-02
KECK KIM
Director
Transactions
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2023-05-02$18.00/sh62,374$1,122,7320 total
    Exercise: $21.00Exp: 2030-08-05Common stock, $0.001 par value (62,374 underlying)
  • Disposition to Issuer

    Common stock, $0.001 par value

    2023-05-02$39.00/sh94,960$3,703,4400 total
Footnotes (4)
  • [F1]Pursuant to that certain Agreement and Plan of Merger, dated as of February 7, 2023 (the "Merger Agreement"), by and among the Issuer, CVS Pharmacy, Inc. ("Parent"), Halo Merger Sub Corp. ("Merger Sub") and, for the limited purposes set forth therein, CVS Health Corporation, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly-owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $39.00 per share in cash, without interest and subject to applicable tax withholdings (the "Per Share Price").
  • [F2](Continued from Footnote 1) The shares of the Issuer's common stock reported as disposed by the Reporting Person include vested restricted stock units ("RSUs") of the Issuer which, pursuant to the Merger Agreement, were, at the Effective Time, automatically canceled and converted into the right to receive an amount in cash (without interest and subject to applicable tax withholdings) equal to the product of the Per Share Price multiplied by the number of shares of the Issuer's common stock subject to such RSUs as of immediately prior to the Effective Time.
  • [F3]The shares of the Issuer's common stock reported as disposed on this Form 4 reflects a correction to the Reporting Person's Form 4 filed on April 28, 2022, which inadvertently reported an issuance of 10,373 RSUs to the Reporting Person as a disposition rather than an acquisition of shares of the Issuer's common stock.
  • [F4]Pursuant to the Merger Agreement, this option was automatically canceled and converted into the right to receive an amount in cash (without interest and subject to applicable tax withholdings) equal to the number of shares of the Issuer's common stock subject to such option as of immediately prior to the Effective Time multiplied by the excess of the Per Share Price over the exercise price per share of such option.

Issuer

Oak Street Health, Inc.

CIK 0001564406

Entity typeother

Related Parties

1
  • filerCIK 0001818332

Filing Metadata

Form type
4
Filed
May 1, 8:00 PM ET
Accepted
May 2, 7:53 PM ET
Size
9.2 KB