4//SEC Filing
CEP IV Participations, S.a r.l. SICAR 4
Accession 0000899243-23-012509
CIK 0001049502other
Filed
May 9, 8:00 PM ET
Accepted
May 10, 4:59 PM ET
Size
20.3 KB
Accession
0000899243-23-012509
Insider Transaction Report
Form 4
Transactions
- Sale
Common Stock
2023-05-08$86.13/sh−2,000,000$172,250,000→ 6,482,732 total(indirect: See footnotes)
CAP IV General Partner, L.P.
10% Owner
Transactions
- Sale
Common Stock
2023-05-08$86.13/sh−2,000,000$172,250,000→ 6,482,732 total(indirect: See footnotes)
Carlyle Asia Partners IV, L.P.
10% Owner
Transactions
- Sale
Common Stock
2023-05-08$86.13/sh−2,000,000$172,250,000→ 6,482,732 total(indirect: See footnotes)
CEP IV Managing GP, L.P.
10% Owner
Transactions
- Sale
Common Stock
2023-05-08$86.13/sh−2,000,000$172,250,000→ 6,482,732 total(indirect: See footnotes)
CEP IV Managing GP Holdings, Ltd.
10% Owner
Transactions
- Sale
Common Stock
2023-05-08$86.13/sh−2,000,000$172,250,000→ 6,482,732 total(indirect: See footnotes)
Gamma Holding Co Ltd
10% Owner
Transactions
- Sale
Common Stock
2023-05-08$86.13/sh−2,000,000$172,250,000→ 6,482,732 total(indirect: See footnotes)
Transactions
- Sale
Common Stock
2023-05-08$86.13/sh−2,000,000$172,250,000→ 6,482,732 total(indirect: See footnotes)
CAP IV, L.L.C.
10% Owner
Transactions
- Sale
Common Stock
2023-05-08$86.13/sh−2,000,000$172,250,000→ 6,482,732 total(indirect: See footnotes)
Footnotes (4)
- [F1]Following the transactions reported herein, includes (i) 3,958,719 shares held by Carlyle Partners VI Cayman Holdings, L.P., (ii) 1,726,956 shares held by CEP IV Participations, S.a r.l. SICAR and (iii) 797,057 shares held by Gamma Holding Company Limited.
- [F2]The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq, is the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole shareholder of TC Group VI Cayman, L.L.C., which is the general partner of TC Group VI Cayman, L.P., which is the general partner of Carlyle Partners VI Cayman Holdings, L.P.
- [F3]TC Group Cayman Investment Holdings Sub L.P. is also the sole shareholder of CEP IV Managing GP Holdings, Ltd. and the sole member of CAP IV, L.L.C. CEP IV Managing GP Holdings, Ltd. is the general partner of CEP IV Managing GP, L.P., which is the managing general partner of Carlyle Europe Partners IV, L.P., which is the majority shareholder of CEP IV Participations, S.a r.l. SICAR. CAP IV, L.L.C. is the general partner of CAP IV General Partner, L.P., which is the general partner of Carlyle Asia Partners IV, L.P., which is the majority shareholder of Gamma Holding Company Limited.
- [F4]Accordingly, each of these entities may be deemed to share beneficial ownership of the securities held of record by Carlyle Partners VI Cayman Holdings, L.P., CEP IV Participations, S.a r.l. SICAR and Gamma Holding Company Limited. Each of them disclaims beneficial ownership of such securities.
Documents
Issuer
MKS INSTRUMENTS INC
CIK 0001049502
Entity typeother
IncorporatedLuxembourg
Related Parties
1- filerCIK 0001944424
Filing Metadata
- Form type
- 4
- Filed
- May 9, 8:00 PM ET
- Accepted
- May 10, 4:59 PM ET
- Size
- 20.3 KB