Moore Sharelynn Faye 4
4 · Bloom Energy Corp · Filed May 16, 2023
Insider Transaction Report
Form 4
Moore Sharelynn Faye
EVP, Chief Marketing Officer
Transactions
- Exercise/Conversion
Class A Common Stock
2023-05-15+2,772→ 173,271 total - Exercise/Conversion
Class A Common Stock
2023-05-15+9,375→ 170,499 total - Exercise/Conversion
Restricted Stock Units
2023-05-15−2,772→ 8,316 total→ Class A Common Stock (2,772 underlying) - Sale
Class A Common Stock
2023-05-12$13.14/sh−1,051$13,810→ 161,124 total - Sale
Class A Common Stock
2023-05-16$13.21/sh−6,002$79,286→ 167,269 total - Exercise/Conversion
Restricted Stock Units
2023-05-15−9,375→ 46,875 total→ Class A Common Stock (9,375 underlying)
Footnotes (6)
- [F1]Sale of shares effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- [F2]Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- [F3]The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $13.16 to $13.28. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- [F4]Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.
- [F5]RSUs vest over four years, with one-fourth of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is August 15, 2020, and the remaining shares vesting in equal quarterly installments over the next three years, subject to Reporting Person remaining a service provider on each applicable vesting date.
- [F6]RSUs vest over three years, with a third of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is February 15, 2021, and the remaining shares vesting in equal quarterly installments over the next two years, subject to Reporting Person remaining a service provider on each applicable vesting date.