4//SEC Filing
Avista Capital Partners II, L.P. 4
Accession 0000899243-23-013098
CIK 0001494650other
Filed
May 15, 8:00 PM ET
Accepted
May 16, 9:00 PM ET
Size
17.7 KB
Accession
0000899243-23-013098
Insider Transaction Report
Form 4
OptiNose, Inc.OPTN
Transactions
- Other
Common Stock
2023-05-12−10,102,707→ 33,667 total(indirect: See footnote) - Other
Common Stock
2023-05-12−807,995→ 0 total(indirect: See footnote) - Other
Common Stock
2023-05-12−3,328,648→ 0 total(indirect: See footnote) - Other
Common Stock
2023-05-12+48,370→ 48,370 total(indirect: See footnote)
Avista Capital Partners II GP, LLC
10% Owner
Transactions
- Other
Common Stock
2023-05-12−10,102,707→ 33,667 total(indirect: See footnote) - Other
Common Stock
2023-05-12−807,995→ 0 total(indirect: See footnote) - Other
Common Stock
2023-05-12−3,328,648→ 0 total(indirect: See footnote) - Other
Common Stock
2023-05-12+48,370→ 48,370 total(indirect: See footnote)
Avista Capital Partners II, L.P.
10% Owner
Transactions
- Other
Common Stock
2023-05-12−807,995→ 0 total(indirect: See footnote) - Other
Common Stock
2023-05-12−10,102,707→ 33,667 total(indirect: See footnote) - Other
Common Stock
2023-05-12+48,370→ 48,370 total(indirect: See footnote) - Other
Common Stock
2023-05-12−3,328,648→ 0 total(indirect: See footnote)
Transactions
- Other
Common Stock
2023-05-12−10,102,707→ 33,667 total(indirect: See footnote) - Other
Common Stock
2023-05-12−807,995→ 0 total(indirect: See footnote) - Other
Common Stock
2023-05-12−3,328,648→ 0 total(indirect: See footnote) - Other
Common Stock
2023-05-12+48,370→ 48,370 total(indirect: See footnote)
Footnotes (5)
- [F1]Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners for no consideration and includes subsequent distributions by the general partner to its members.
- [F2]Represents shares of the Issuer held by Avista Capital Partners II, L.P. ("ACP II"). Avista Capital Partners II GP, LLC ("ACP II GP") is the general partner of ACP II. By virtue of this relationship, ACP II GP may be deemed to share beneficial ownership of the shares of common stock held by ACP II. Each of ACP II GP and ACP II expressly disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.
- [F3]Represents shares of the Issuer held by Avista Capital Partners (Offshore) II, L.P. ("ACP Offshore II"). ACP II GP is the general partner of ACP Offshore II. By virtue of this relationship, ACP II GP may be deemed to share beneficial ownership of the shares of common stock held by ACP Offshore II. Each of ACP II GP and ACP Offshore II expressly disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.
- [F4]Represents shares of the Issuer held by Avista Capital Partners (Offshore) II-A, L.P. ("ACP Offshore II-A"). ACP II GP is the general partner of ACP Offshore II-A. By virtue of this relationship, ACP II GP may be deemed to share beneficial ownership of the shares of common stock held by ACP Offshore II-A. Each of ACP II GP and ACP Offshore II-A expressly disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.
- [F5]Represents shares off the Issuer received by ACP II GP in the pro rata in-kind distribution referred to in footnote 1 above. ACP II GP expressly disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest therein.
Documents
Issuer
OptiNose, Inc.
CIK 0001494650
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001441974
Filing Metadata
- Form type
- 4
- Filed
- May 15, 8:00 PM ET
- Accepted
- May 16, 9:00 PM ET
- Size
- 17.7 KB