4//SEC Filing
Levy Richard N 4
Accession 0000899243-23-013335
CIK 0001820302other
Filed
May 18, 8:00 PM ET
Accepted
May 19, 4:05 PM ET
Size
9.4 KB
Accession
0000899243-23-013335
Insider Transaction Report
Form 4
VPC Impact Acquisition Holdings Sponsor, LLC
Director10% OwnerOther
Transactions
- Sale
Class A common stock, par value $0.0001 per share
2023-05-18$1.41/sh−54,914$77,572→ 6,044,254 total
Levy Richard N
10% Owner
Transactions
- Sale
Class A common stock, par value $0.0001 per share
2023-05-18$1.41/sh−54,914$77,572→ 6,044,254 total
Footnotes (2)
- [F1]The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.40-1.435, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- [F2]VPC Impact Acquisition Holdings Sponsor, LLC ("VIH Sponsor") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Issuer
Bakkt Holdings, Inc.
CIK 0001820302
Entity typeother
Related Parties
1- filerCIK 0001413810
Filing Metadata
- Form type
- 4
- Filed
- May 18, 8:00 PM ET
- Accepted
- May 19, 4:05 PM ET
- Size
- 9.4 KB