Home/Filings/4/0000899243-23-013901

4//SEC Filing

MAYFIELD XIV, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP 4

Accession 0000899243-23-013901

CIK 0001720671other

View on SEC.gov Company Profile

Filed

May 24, 8:00 PM ET

Accepted

May 25, 5:00 PM ET

Size

30.8 KB

Accession

0000899243-23-013901

Insider Transaction Report

Form 4

Period: 2023-05-23

HashiCorp, Inc.HCP

MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP

10% Owner

Transactions

Conversion
Class B Common Stock
2023-05-23−13,526→ 1,846,982 total(indirect: By Partnership)
→ Class A Common Stock (13,526 underlying)
Conversion
Class B Common Stock
2023-05-23−13,525→ 14,653,451 total(indirect: By Partnership)
→ Class A Common Stock (13,525 underlying)
Conversion
Class A Common Stock
2023-05-23+13,526→ 13,526 total(indirect: By Partnership)
Conversion
Class A Common Stock
2023-05-23+13,525→ 13,525 total(indirect: By Partnership)
Sale
Class A Common Stock
2023-05-23$33.48/sh−13,525$452,782→ 0 total(indirect: By Partnership)
Sale
Class A Common Stock
2023-05-23$33.48/sh−13,526$452,815→ 0 total(indirect: By Partnership)

Holdings

Class B Common Stock
(indirect: MF Leaders H-E, L.P.)
→ Class A Common Stock (345,778 underlying)
345,778

Mayfield Select Management (EGP), L.P.

10% Owner

Transactions

Conversion
Class A Common Stock
2023-05-23+13,526→ 13,526 total(indirect: By Partnership)
Sale
Class A Common Stock
2023-05-23$33.48/sh−13,525$452,782→ 0 total(indirect: By Partnership)
Sale
Class A Common Stock
2023-05-23$33.48/sh−13,526$452,815→ 0 total(indirect: By Partnership)
Conversion
Class B Common Stock
2023-05-23−13,525→ 14,653,451 total(indirect: By Partnership)
→ Class A Common Stock (13,525 underlying)
Conversion
Class A Common Stock
2023-05-23+13,525→ 13,525 total(indirect: By Partnership)
Conversion
Class B Common Stock
2023-05-23−13,526→ 1,846,982 total(indirect: By Partnership)
→ Class A Common Stock (13,526 underlying)

Holdings

Class B Common Stock
(indirect: MF Leaders H-E, L.P.)
→ Class A Common Stock (345,778 underlying)
345,778

MAYFIELD XIV, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP

10% Owner

Transactions

Sale
Class A Common Stock
2023-05-23$33.48/sh−13,525$452,782→ 0 total(indirect: By Partnership)
Conversion
Class A Common Stock
2023-05-23+13,526→ 13,526 total(indirect: By Partnership)
Conversion
Class A Common Stock
2023-05-23+13,525→ 13,525 total(indirect: By Partnership)
Conversion
Class B Common Stock
2023-05-23−13,525→ 14,653,451 total(indirect: By Partnership)
→ Class A Common Stock (13,525 underlying)
Sale
Class A Common Stock
2023-05-23$33.48/sh−13,526$452,815→ 0 total(indirect: By Partnership)
Conversion
Class B Common Stock
2023-05-23−13,526→ 1,846,982 total(indirect: By Partnership)
→ Class A Common Stock (13,526 underlying)

Holdings

Class B Common Stock
(indirect: MF Leaders H-E, L.P.)
→ Class A Common Stock (345,778 underlying)
345,778

Mayfield XIV Management (EGP), L.P.

10% Owner

Transactions

Conversion
Class A Common Stock
2023-05-23+13,525→ 13,525 total(indirect: By Partnership)
Conversion
Class A Common Stock
2023-05-23+13,526→ 13,526 total(indirect: By Partnership)
Sale
Class A Common Stock
2023-05-23$33.48/sh−13,525$452,782→ 0 total(indirect: By Partnership)
Sale
Class A Common Stock
2023-05-23$33.48/sh−13,526$452,815→ 0 total(indirect: By Partnership)
Conversion
Class B Common Stock
2023-05-23−13,525→ 14,653,451 total(indirect: By Partnership)
→ Class A Common Stock (13,525 underlying)
Conversion
Class B Common Stock
2023-05-23−13,526→ 1,846,982 total(indirect: By Partnership)
→ Class A Common Stock (13,526 underlying)

Holdings

Class B Common Stock
(indirect: MF Leaders H-E, L.P.)
→ Class A Common Stock (345,778 underlying)
345,778

Mayfield Select Management (UGP), Ltd.

10% Owner

Transactions

Sale
Class A Common Stock
2023-05-23$33.48/sh−13,525$452,782→ 0 total(indirect: By Partnership)
Conversion
Class A Common Stock
2023-05-23+13,525→ 13,525 total(indirect: By Partnership)
Conversion
Class A Common Stock
2023-05-23+13,526→ 13,526 total(indirect: By Partnership)
Conversion
Class B Common Stock
2023-05-23−13,526→ 1,846,982 total(indirect: By Partnership)
→ Class A Common Stock (13,526 underlying)
Conversion
Class B Common Stock
2023-05-23−13,525→ 14,653,451 total(indirect: By Partnership)
→ Class A Common Stock (13,525 underlying)
Sale
Class A Common Stock
2023-05-23$33.48/sh−13,526$452,815→ 0 total(indirect: By Partnership)

Holdings

Class B Common Stock
(indirect: MF Leaders H-E, L.P.)
→ Class A Common Stock (345,778 underlying)
345,778

MF Leaders H-E, L.P.

10% Owner

Transactions

Conversion
Class A Common Stock
2023-05-23+13,526→ 13,526 total(indirect: By Partnership)
Conversion
Class A Common Stock
2023-05-23+13,525→ 13,525 total(indirect: By Partnership)
Sale
Class A Common Stock
2023-05-23$33.48/sh−13,525$452,782→ 0 total(indirect: By Partnership)
Sale
Class A Common Stock
2023-05-23$33.48/sh−13,526$452,815→ 0 total(indirect: By Partnership)
Conversion
Class B Common Stock
2023-05-23−13,526→ 1,846,982 total(indirect: By Partnership)
→ Class A Common Stock (13,526 underlying)
Conversion
Class B Common Stock
2023-05-23−13,525→ 14,653,451 total(indirect: By Partnership)
→ Class A Common Stock (13,525 underlying)

Holdings

Class B Common Stock
(indirect: MF Leaders H-E, L.P.)
→ Class A Common Stock (345,778 underlying)
345,778

MF Leaders Management, L.L.C.

10% Owner

Transactions

Conversion
Class A Common Stock
2023-05-23+13,526→ 13,526 total(indirect: By Partnership)
Conversion
Class B Common Stock
2023-05-23−13,526→ 1,846,982 total(indirect: By Partnership)
→ Class A Common Stock (13,526 underlying)
Conversion
Class A Common Stock
2023-05-23+13,525→ 13,525 total(indirect: By Partnership)
Sale
Class A Common Stock
2023-05-23$33.48/sh−13,525$452,782→ 0 total(indirect: By Partnership)
Sale
Class A Common Stock
2023-05-23$33.48/sh−13,526$452,815→ 0 total(indirect: By Partnership)
Conversion
Class B Common Stock
2023-05-23−13,525→ 14,653,451 total(indirect: By Partnership)
→ Class A Common Stock (13,525 underlying)

Holdings

Class B Common Stock
(indirect: MF Leaders H-E, L.P.)
→ Class A Common Stock (345,778 underlying)
345,778

Mayfield XIV Management (UGP), Ltd.

10% Owner

Transactions

Sale
Class A Common Stock
2023-05-23$33.48/sh−13,525$452,782→ 0 total(indirect: By Partnership)
Conversion
Class A Common Stock
2023-05-23+13,525→ 13,525 total(indirect: By Partnership)
Conversion
Class A Common Stock
2023-05-23+13,526→ 13,526 total(indirect: By Partnership)
Sale
Class A Common Stock
2023-05-23$33.48/sh−13,526$452,815→ 0 total(indirect: By Partnership)
Conversion
Class B Common Stock
2023-05-23−13,525→ 14,653,451 total(indirect: By Partnership)
→ Class A Common Stock (13,525 underlying)
Conversion
Class B Common Stock
2023-05-23−13,526→ 1,846,982 total(indirect: By Partnership)
→ Class A Common Stock (13,526 underlying)

Holdings

Class B Common Stock
(indirect: MF Leaders H-E, L.P.)
→ Class A Common Stock (345,778 underlying)
345,778

Footnotes (6)

[F1]Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.
[F2]Mayfield XIV Management (UGP), Ltd., a Cayman Islands Exempted Company (MF XIV UGP), is the general partner of Mayfield XIV Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership (MF XIV EGP), which is the general partner of Mayfield XIV, a Cayman Islands Exempted Limited Partnership (MF XIV). Rajeev Batra, Navin Chaddha, and Urshit Parikh, the directors of MF XIV UGP, may be deemed to share beneficial ownership of the shares owned by MF XIV, but each of the individuals disclaims such beneficial ownership.
[F3]Mayfield Select Management (UGP), Ltd., a Cayman Islands Exempted Company (MF Select UGP), is the general partner of Mayfield Select Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership (MF Select EGP), which is the general partner of Mayfield Select, a Cayman Islands Exempted Limited Partnership (MF Select). Messrs. Batra, Chaddha, and Parikh, the directors of MF Select UGP, may be deemed to share beneficial ownership of the shares owned by MF Select, but each of the individuals disclaims such beneficial ownership.
[F4]MF Leaders Management, L.L.C. (MF Leaders GP) is the general partner of MF Leaders H-E, L.P. (MF Leaders). Mr. Chaddha, the sole member of MF Leaders GP, may be deemed to share beneficial ownership of the shares owned by MF Leaders, but disclaims such beneficial ownership.
[F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.04 to $33.75. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.04 to $33.75. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

HashiCorp, Inc.

CIK 0001720671

→

Entity typeother

Related Parties

filerCIK 0001551568

Filing Metadata

Form type: 4
Filed: May 24, 8:00 PM ET
Accepted: May 25, 5:00 PM ET
Size: 30.8 KB

View on SEC.gov