3//SEC Filing
NORTH RUN CAPITAL, LP 3
Accession 0000899243-23-014590
CIK 0001320350other
Filed
Jun 5, 8:00 PM ET
Accepted
Jun 6, 5:15 PM ET
Size
18.5 KB
Accession
0000899243-23-014590
Insider Transaction Report
Form 3
LENSAR, Inc.LNSR
NORTH RUN CAPITAL, LP
10% Owner
Holdings
- 1,100,592(indirect: See footnotes)
Common Stock
- (indirect: See footnotes)
Class A Common Stock Purchase Warrants (Right to Buy)
Exercise: $2.45From: 2023-05-18Exp: 2028-05-18→ Common Stock (2,183,623 underlying) - (indirect: See footnotes)
Class B Common Stock Purchase Warrants (Right to Buy)
Exercise: $3.06From: 2023-05-18Exp: 2028-05-18→ Common Stock (2,183,623 underlying) - (indirect: See footnotes)
Series A Convertible Preferred Stock
Exercise: $2.52→ Common Stock (7,940,446 underlying)
NORTH RUN ADVISORS, LLC
10% Owner
Holdings
- (indirect: See footnotes)
Series A Convertible Preferred Stock
Exercise: $2.52→ Common Stock (7,940,446 underlying) - 1,100,592(indirect: See footnotes)
Common Stock
- (indirect: See footnotes)
Class A Common Stock Purchase Warrants (Right to Buy)
Exercise: $2.45From: 2023-05-18Exp: 2028-05-18→ Common Stock (2,183,623 underlying) - (indirect: See footnotes)
Class B Common Stock Purchase Warrants (Right to Buy)
Exercise: $3.06From: 2023-05-18Exp: 2028-05-18→ Common Stock (2,183,623 underlying)
HAMMER TODD B
Director10% Owner
Holdings
- 1,100,592(indirect: See footnotes)
Common Stock
- (indirect: See footnotes)
Class A Common Stock Purchase Warrants (Right to Buy)
Exercise: $2.45From: 2023-05-18Exp: 2028-05-18→ Common Stock (2,183,623 underlying) - (indirect: See footnotes)
Class B Common Stock Purchase Warrants (Right to Buy)
Exercise: $3.06From: 2023-05-18Exp: 2028-05-18→ Common Stock (2,183,623 underlying) - (indirect: See footnotes)
Series A Convertible Preferred Stock
Exercise: $2.52→ Common Stock (7,940,446 underlying)
NR-GRI Partners, LP
10% Owner
Holdings
- (indirect: See footnotes)
Series A Convertible Preferred Stock
Exercise: $2.52→ Common Stock (7,940,446 underlying) - (indirect: See footnotes)
Class A Common Stock Purchase Warrants (Right to Buy)
Exercise: $2.45From: 2023-05-18Exp: 2028-05-18→ Common Stock (2,183,623 underlying) - 1,100,592(indirect: See footnotes)
Common Stock
- (indirect: See footnotes)
Class B Common Stock Purchase Warrants (Right to Buy)
Exercise: $3.06From: 2023-05-18Exp: 2028-05-18→ Common Stock (2,183,623 underlying)
NR-GRI Partners GP, LLC
10% Owner
Holdings
- (indirect: See footnotes)
Series A Convertible Preferred Stock
Exercise: $2.52→ Common Stock (7,940,446 underlying) - (indirect: See footnotes)
Class A Common Stock Purchase Warrants (Right to Buy)
Exercise: $2.45From: 2023-05-18Exp: 2028-05-18→ Common Stock (2,183,623 underlying) - 1,100,592(indirect: See footnotes)
Common Stock
- (indirect: See footnotes)
Class B Common Stock Purchase Warrants (Right to Buy)
Exercise: $3.06From: 2023-05-18Exp: 2028-05-18→ Common Stock (2,183,623 underlying)
ELLIS THOMAS B
Director10% Owner
Holdings
- 1,100,592(indirect: See footnotes)
Common Stock
- (indirect: See footnotes)
Class B Common Stock Purchase Warrants (Right to Buy)
Exercise: $3.06From: 2023-05-18Exp: 2028-05-18→ Common Stock (2,183,623 underlying) - (indirect: See footnotes)
Series A Convertible Preferred Stock
Exercise: $2.52→ Common Stock (7,940,446 underlying) - (indirect: See footnotes)
Class A Common Stock Purchase Warrants (Right to Buy)
Exercise: $2.45From: 2023-05-18Exp: 2028-05-18→ Common Stock (2,183,623 underlying)
Footnotes (5)
- [F1]The reported securities are directly held by North Run Capital, LP, and may be deemed to be indirectly beneficially owned by North Run Advisors, LLC as the general partner of North Run Capital, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Advisors, LLC.
- [F2]The Series A Convertible Preferred Stock has no expiration date and is convertible at any time at the option of NR-GRI Partners, LP, subject to a blocker provision that prevents NR-GRI Partners, LP from converting the Series A Convertible Preferred Stock into shares of Common Stock if the reporting person, together with its affiliates, would be more than a 19.99% beneficial owner of Common Stock following such conversion..
- [F3]The reported securities are directly held by NR-GRI Partners, LP, and may be deemed to be indirectly beneficially owned by NR-GRI Partners GP, LLC as the general partner of NR-GRI Partners, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of NR-GRI Partners GP, LLC.
- [F4]The reported warrants are currently exercisable, subject to a blocker provision that prevents NR-GRI Partners, LP from exercising the warrants into shares of Common Stock if the reporting person, together with its affiliates, would be more than a 19.99% beneficial owner of Common Stock following such exercise.
- [F5]NR-GRI Partners GP, LLC, North Run Advisors, LLC, Thomas B. Ellis and Todd B. Hammer disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that any of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Documents
Issuer
LENSAR, Inc.
CIK 0001320350
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001212897
Filing Metadata
- Form type
- 3
- Filed
- Jun 5, 8:00 PM ET
- Accepted
- Jun 6, 5:15 PM ET
- Size
- 18.5 KB