Home/Filings/4/0000899243-23-015226
4//SEC Filing

Gordon Christopher R 4

Accession 0000899243-23-015226

CIK 0001805387other

Filed

Jun 8, 8:00 PM ET

Accepted

Jun 9, 5:09 PM ET

Size

10.4 KB

Accession

0000899243-23-015226

Insider Transaction Report

Form 4
Period: 2023-06-07
Gordon Christopher R
Director10% Owner
Transactions
  • Award

    Common Stock

    2023-06-07+3,2823,282 total
  • Award

    Stock Option (Right to Buy)

    2023-06-07+13,78013,780 total
    Exercise: $32.60Exp: 2033-06-07Common Stock (13,780 underlying)
  • Other

    Common Stock

    2023-06-07432,62760,199,729 total(indirect: See footnotes)
Footnotes (4)
  • [F1]The shares reported in this transaction represent Restricted Stock Units ("RSUs") granted under the Cerevel Therapeutics Holdings, Inc. 2020 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's common stock. 100% of the RSUs subject to this grant shall vest upon the earlier of: (i) the one-year anniversary of the Grant Date, or (ii) the next annual meeting of stockholders of the Company occurring after the Grant Date.
  • [F2]100% of the shares subject to this option shall vest and become exercisable on the earlier of: (i) the one-year anniversary of the Grant Date, or (ii) the next annual meeting of stockholders of the Company occurring after the Grant Date.
  • [F3]On June 7, 2023, BC Perception Holdings, LP ("BC Perception") distributed an aggregate of 432,627 shares of the Issuer's common stock (the "Distributed Shares") to certain of its limited partners in a pro-rata in-kind distribution to such limited partners in connection with a redemption of their partnership interests. Mr. Gordon did not have a pecuniary interest in any of the Distributed Shares.
  • [F4]Christopher Gordon is a Partner of Bain Capital Investors, LLC ("BCI"), the ultimate general partner of BC Perception. Voting and investment decisions with respect to securities held by BC Perception are made by the partners of BCI. As a result, Mr. Gordon may be deemed to share voting and dispositive power with respect to the securities held by BC Perception. Mr. Gordon disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

Issuer

Cerevel Therapeutics Holdings, Inc.

CIK 0001805387

Entity typeother

Related Parties

1
  • filerCIK 0001432313

Filing Metadata

Form type
4
Filed
Jun 8, 8:00 PM ET
Accepted
Jun 9, 5:09 PM ET
Size
10.4 KB