4//SEC Filing
SCHRIER DEREK C 4
Accession 0000899243-23-015468
CIK 0001651561other
Filed
Jun 12, 8:00 PM ET
Accepted
Jun 13, 4:48 PM ET
Size
12.8 KB
Accession
0000899243-23-015468
Insider Transaction Report
Form 4
SCHRIER DEREK C
10% Owner
Transactions
- Award
Common Stock
2023-06-09+25,641→ 6,599,966 total(indirect: See Footnote)
Indaba Capital Management, LLC
10% Owner
Transactions
- Award
Common Stock
2023-06-09+25,641→ 6,599,966 total(indirect: See Footnote)
IC GP, LLC
10% Owner
Transactions
- Award
Common Stock
2023-06-09+25,641→ 6,599,966 total(indirect: See Footnote)
Indaba Capital Fund, L.P.
Director
Transactions
- Award
Common Stock
2023-06-09+25,641→ 6,599,966 total(indirect: See Footnote)
Footnotes (5)
- [F1]This Form 4 is filed jointly by Indaba Capital Fund, L.P. (the "Fund"), Indaba Capital Management, L.P. (the "Investment Manager"), IC GP, LLC ("IC GP"), and Derek C. Schrier (collectively, the "Reporting Persons"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
- [F2]On June 9, 2023, Tabula Rasa HealthCare, Inc. (the "Issuer") granted 25,641 shares of restricted common stock to Derek C. Schrier, a member of the Issuer's Board of Directors (the "Board"), in respect of Mr. Schrier's service on the Board. Mr. Schrier holds such shares of restricted common stock for the benefit of the Fund.
- [F3]The restricted stock awards vest in full on the one-year anniversary of the grant date.
- [F4]Because Mr. Schrier serves on the Board as a representative of the Fund and its affiliates, the Fund is entitled to receive the direct economic interest in securities granted to Mr. Schrier by the Issuer in respect of Mr. Schrier's Board position. Mr. Schrier disclaims beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Schrier had any economic interest in such securities except any indirect economic interest through the Fund and its affiliates.
- [F5]Securities held directly by the Fund or for the benefit of the Fund. Pursuant to an Investment Management Agreement, the Fund and its general partner have delegated all voting and investment power over the securities directly held by the Fund to the Investment Manager. As a result, each of the Investment Manager, IC GP, as the general partner of the Investment Manager, and Derek C. Schrier, as Managing Member of IC GP, may be deemed to exercise voting and investment power over such securities. Each of the Investment Manager, IC GP and Mr. Schrier disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
Documents
Issuer
Tabula Rasa HealthCare, Inc.
CIK 0001651561
Entity typeother
Related Parties
1- filerCIK 0001250078
Filing Metadata
- Form type
- 4
- Filed
- Jun 12, 8:00 PM ET
- Accepted
- Jun 13, 4:48 PM ET
- Size
- 12.8 KB