GRIFFIN MICHAEL D 4
4 · Rocket Lab USA, Inc. · Filed Jun 16, 2023
Insider Transaction Report
Form 4
GRIFFIN MICHAEL D
Director
Transactions
- Award
Common Stock
2023-06-14+39,446→ 77,536 total - Disposition to Issuer
Common Stock
2023-06-16−38,090→ 39,446 total - Award
Common Stock
2023-06-16+38,090→ 38,090 total(indirect: By LogiQ, Inc.)
Footnotes (2)
- [F1]Represents restricted stock units ("RSUs") granted to Michael D. Griffin under the Rocket Lab USA, Inc. Amended and Restated Non-Employee Director Compensation Policy. Such RSUs will vest in full on the earlier of (i) the one-year anniversary of the grant date or (ii) the next Annual Meeting of Stockholders. The RSUs were granted on June 14, 2023.
- [F2]The reporting person transferred these shares to LogiQ, Inc., a corporation controlled by the reporting person and in which the reporting person holds a 50% economic interest. The reporting person disclaims beneficial ownership of any securities held by LogiQ, Inc. except to the extent of their pecuniary interest therein.