4//SEC Filing
Artal Group S.A. 4
Accession 0000899243-23-016247
CIK 0001639438other
Filed
Jun 21, 8:00 PM ET
Accepted
Jun 22, 4:30 PM ET
Size
38.4 KB
Accession
0000899243-23-016247
Insider Transaction Report
Form 4
CAVA GROUP, INC.CAVA
WESTEND SA
Director10% Owner
Transactions
- Exercise/Conversion
Common Stock
2023-06-20+861,339→ 7,762,434 total - Exercise/Conversion
Common Stock
2023-06-20+1,993,092→ 32,007,990 total - Exercise/Conversion
Series F Preferred Stock
2023-06-20−1,993,092→ 0 total→ Common Stock (1,993,092 underlying) - Exercise/Conversion
Common Stock
2023-06-20+1,568,865→ 1,568,865 total - Exercise/Conversion
Series B Preferred Stock
2023-06-20−3,486,366→ 0 total→ Common Stock (3,486,366 underlying) - Exercise/Conversion
Common Stock
2023-06-20+3,486,366→ 5,055,231 total - Exercise/Conversion
Common Stock
2023-06-20+22,252,464→ 30,014,898 total - Exercise/Conversion
Series A Preferred Stock
2023-06-20−1,568,865→ 0 total→ Common Stock (1,568,865 underlying) - Exercise/Conversion
Common Stock
2023-06-20+1,845,864→ 6,901,095 total - Exercise/Conversion
Series C Preferred Stock
2023-06-20−1,845,864→ 0 total→ Common Stock (1,845,864 underlying) - Exercise/Conversion
Series E Preferred Stock
2023-06-20−22,252,464→ 0 total→ Common Stock (22,252,464 underlying) - Exercise/Conversion
Series D Preferred Stock
2023-06-20−861,339→ 0 total→ Common Stock (861,339 underlying)
Wittouck Amaury
Director10% Owner
Transactions
- Exercise/Conversion
Common Stock
2023-06-20+3,486,366→ 5,055,231 total - Exercise/Conversion
Common Stock
2023-06-20+861,339→ 7,762,434 total - Exercise/Conversion
Series C Preferred Stock
2023-06-20−1,845,864→ 0 total→ Common Stock (1,845,864 underlying) - Exercise/Conversion
Series F Preferred Stock
2023-06-20−1,993,092→ 0 total→ Common Stock (1,993,092 underlying) - Exercise/Conversion
Common Stock
2023-06-20+1,845,864→ 6,901,095 total - Exercise/Conversion
Series A Preferred Stock
2023-06-20−1,568,865→ 0 total→ Common Stock (1,568,865 underlying) - Exercise/Conversion
Series B Preferred Stock
2023-06-20−3,486,366→ 0 total→ Common Stock (3,486,366 underlying) - Exercise/Conversion
Series E Preferred Stock
2023-06-20−22,252,464→ 0 total→ Common Stock (22,252,464 underlying) - Exercise/Conversion
Common Stock
2023-06-20+1,568,865→ 1,568,865 total - Exercise/Conversion
Common Stock
2023-06-20+22,252,464→ 30,014,898 total - Exercise/Conversion
Common Stock
2023-06-20+1,993,092→ 32,007,990 total - Exercise/Conversion
Series D Preferred Stock
2023-06-20−861,339→ 0 total→ Common Stock (861,339 underlying)
ARTAL INTERNATIONAL SCA
Director10% Owner
Transactions
- Exercise/Conversion
Common Stock
2023-06-20+22,252,464→ 30,014,898 total - Exercise/Conversion
Series C Preferred Stock
2023-06-20−1,845,864→ 0 total→ Common Stock (1,845,864 underlying) - Exercise/Conversion
Common Stock
2023-06-20+1,568,865→ 1,568,865 total - Exercise/Conversion
Common Stock
2023-06-20+861,339→ 7,762,434 total - Exercise/Conversion
Common Stock
2023-06-20+1,993,092→ 32,007,990 total - Exercise/Conversion
Series B Preferred Stock
2023-06-20−3,486,366→ 0 total→ Common Stock (3,486,366 underlying) - Exercise/Conversion
Series F Preferred Stock
2023-06-20−1,993,092→ 0 total→ Common Stock (1,993,092 underlying) - Exercise/Conversion
Series D Preferred Stock
2023-06-20−861,339→ 0 total→ Common Stock (861,339 underlying) - Exercise/Conversion
Series E Preferred Stock
2023-06-20−22,252,464→ 0 total→ Common Stock (22,252,464 underlying) - Exercise/Conversion
Common Stock
2023-06-20+3,486,366→ 5,055,231 total - Exercise/Conversion
Common Stock
2023-06-20+1,845,864→ 6,901,095 total - Exercise/Conversion
Series A Preferred Stock
2023-06-20−1,568,865→ 0 total→ Common Stock (1,568,865 underlying)
Artal International Management S.A.
Director10% Owner
Transactions
- Exercise/Conversion
Common Stock
2023-06-20+1,568,865→ 1,568,865 total - Exercise/Conversion
Common Stock
2023-06-20+1,845,864→ 6,901,095 total - Exercise/Conversion
Common Stock
2023-06-20+861,339→ 7,762,434 total - Exercise/Conversion
Common Stock
2023-06-20+22,252,464→ 30,014,898 total - Exercise/Conversion
Series C Preferred Stock
2023-06-20−1,845,864→ 0 total→ Common Stock (1,845,864 underlying) - Exercise/Conversion
Series E Preferred Stock
2023-06-20−22,252,464→ 0 total→ Common Stock (22,252,464 underlying) - Exercise/Conversion
Common Stock
2023-06-20+3,486,366→ 5,055,231 total - Exercise/Conversion
Series B Preferred Stock
2023-06-20−3,486,366→ 0 total→ Common Stock (3,486,366 underlying) - Exercise/Conversion
Series D Preferred Stock
2023-06-20−861,339→ 0 total→ Common Stock (861,339 underlying) - Exercise/Conversion
Common Stock
2023-06-20+1,993,092→ 32,007,990 total - Exercise/Conversion
Series A Preferred Stock
2023-06-20−1,568,865→ 0 total→ Common Stock (1,568,865 underlying) - Exercise/Conversion
Series F Preferred Stock
2023-06-20−1,993,092→ 0 total→ Common Stock (1,993,092 underlying)
ARTAL GROUP S A
Director10% Owner
Transactions
- Exercise/Conversion
Series B Preferred Stock
2023-06-20−3,486,366→ 0 total→ Common Stock (3,486,366 underlying) - Exercise/Conversion
Series D Preferred Stock
2023-06-20−861,339→ 0 total→ Common Stock (861,339 underlying) - Exercise/Conversion
Common Stock
2023-06-20+1,845,864→ 6,901,095 total - Exercise/Conversion
Common Stock
2023-06-20+22,252,464→ 30,014,898 total - Exercise/Conversion
Common Stock
2023-06-20+1,993,092→ 32,007,990 total - Exercise/Conversion
Series E Preferred Stock
2023-06-20−22,252,464→ 0 total→ Common Stock (22,252,464 underlying) - Exercise/Conversion
Common Stock
2023-06-20+861,339→ 7,762,434 total - Exercise/Conversion
Series A Preferred Stock
2023-06-20−1,568,865→ 0 total→ Common Stock (1,568,865 underlying) - Exercise/Conversion
Series C Preferred Stock
2023-06-20−1,845,864→ 0 total→ Common Stock (1,845,864 underlying) - Exercise/Conversion
Series F Preferred Stock
2023-06-20−1,993,092→ 0 total→ Common Stock (1,993,092 underlying) - Exercise/Conversion
Common Stock
2023-06-20+1,568,865→ 1,568,865 total - Exercise/Conversion
Common Stock
2023-06-20+3,486,366→ 5,055,231 total
Stichting Administratiekantoor Westend
Director10% Owner
Transactions
- Exercise/Conversion
Common Stock
2023-06-20+1,568,865→ 1,568,865 total - Exercise/Conversion
Common Stock
2023-06-20+22,252,464→ 30,014,898 total - Exercise/Conversion
Series D Preferred Stock
2023-06-20−861,339→ 0 total→ Common Stock (861,339 underlying) - Exercise/Conversion
Common Stock
2023-06-20+3,486,366→ 5,055,231 total - Exercise/Conversion
Series B Preferred Stock
2023-06-20−3,486,366→ 0 total→ Common Stock (3,486,366 underlying) - Exercise/Conversion
Series E Preferred Stock
2023-06-20−22,252,464→ 0 total→ Common Stock (22,252,464 underlying) - Exercise/Conversion
Series A Preferred Stock
2023-06-20−1,568,865→ 0 total→ Common Stock (1,568,865 underlying) - Exercise/Conversion
Series F Preferred Stock
2023-06-20−1,993,092→ 0 total→ Common Stock (1,993,092 underlying) - Exercise/Conversion
Common Stock
2023-06-20+1,845,864→ 6,901,095 total - Exercise/Conversion
Common Stock
2023-06-20+861,339→ 7,762,434 total - Exercise/Conversion
Common Stock
2023-06-20+1,993,092→ 32,007,990 total - Exercise/Conversion
Series C Preferred Stock
2023-06-20−1,845,864→ 0 total→ Common Stock (1,845,864 underlying)
Footnotes (8)
- [F1]Upon closing of the CAVA Group, Inc. (the "Issuer") initial public offering (the "IPO"), each share of Series A Preferred Stock beneficially owned by the Reporting Persons automatically converted, for no additional consideration, into shares of common stock, par value $0.0001 per share (the "Common Stock") on a one for one basis. These shares of Series A Preferred Stock had no expiration date.
- [F2]Upon closing of the Issuer's IPO, each share of Series B Preferred Stock beneficially owned by the Reporting Persons automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series B Preferred Stock had no expiration date.
- [F3]Upon closing of the Issuer's IPO, each share of Series C Preferred Stock beneficially owned by the Reporting Persons automatically converted, for no additional consideration, into shares of Common Stockon a one for one basis. These shares of Series C Preferred Stock had no expiration date.
- [F4]Upon closing of the Issuer's IPO, each share of Series D Preferred Stock beneficially owned by the Reporting Persons automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series D Preferred Stock had no expiration date.
- [F5]Upon closing of the Issuer's IPO, each share of Series E Preferred Stock beneficially owned by the Reporting Persons automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series E Preferred Stock had no expiration date.
- [F6]Upon closing of the Issuer's IPO, each share of Series F Preferred Stock beneficially owned by the Reporting Persons automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series F Preferred Stock had no expiration date.
- [F7]The securities are held directly by Artal International S.C.A. The managing partner of Artal International S.C.A. is Artal International Management S.A. The sole stockholder of Artal International Management S.A. is Artal Group S.A. The parent company of Artal Group S.A. is Westend S.A. The majority stockholder of Westend S.A. is Stichting Administratiekantoor Westend (the "Stichting"). Mr. Amaury Wittouck is the sole member of the board of the Stichting.
- [F8](Continued from Footnote 7) Each of the Reporting Persons, other than Artal International S.C.A., disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Exchange Act, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.
Documents
Issuer
CAVA GROUP, INC.
CIK 0001639438
Entity typeother
IncorporatedLuxembourg
Related Parties
1- filerCIK 0001053906
Filing Metadata
- Form type
- 4
- Filed
- Jun 21, 8:00 PM ET
- Accepted
- Jun 22, 4:30 PM ET
- Size
- 38.4 KB