4//SEC Filing
Sweeney Brandon 4
Accession 0000899243-23-016302
CIK 0001720671other
Filed
Jun 21, 8:00 PM ET
Accepted
Jun 22, 8:21 PM ET
Size
22.6 KB
Accession
0000899243-23-016302
Insider Transaction Report
Form 4
Sweeney Brandon
Chief Revenue Officer
Transactions
- Sale
Class A Common Stock
2023-06-21$26.49/sh−33,887$897,714→ 156,335 total - Exercise/Conversion
Restricted Stock Units
2023-06-20−50,000→ 100,000 total→ Class B Common Stock (50,000 underlying) - Exercise/Conversion
Class A Common Stock
2023-06-20+11,197→ 135,897 total - Conversion
Class B Common Stock
2023-06-21−54,325→ 241,900 total→ Class A Common Stock (54,325 underlying) - Conversion
Class A Common Stock
2023-06-21+54,325→ 190,222 total - Exercise/Conversion
Restricted Stock Units
2023-06-20−3,360→ 36,963 total→ Class A Common Stock (3,360 underlying) - Exercise/Conversion
Restricted Stock Units
2023-06-20−7,837→ 117,567 total→ Class A Common Stock (7,837 underlying) - Exercise/Conversion
Restricted Stock Units
2023-06-20−4,325→ 25,950 total→ Class B Common Stock (4,325 underlying) - Exercise/Conversion
Class B Common Stock
2023-06-20+54,325→ 296,225 total→ Class A Common Stock (54,325 underlying)
Footnotes (10)
- [F1]Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock.
- [F10]The remaining RSUs vest in two equal quarterly installments beginning on September 20, 2023.
- [F2]Includes 500 shares of Class A Common Stock acquired under the Issuer's Employee Stock Purchase Plan on June 15, 2023.
- [F3]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- [F4]The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.24 to $26.68, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- [F6]The remaining RSUs vest in eleven equal quarterly installments beginning on September 20, 2023.
- [F7]The remaining RSUs vest in fifteen equal quarterly installments beginning on September 20, 2023.
- [F8]Each RSU represents a contingent right to receive one share of Class B Common Stock.
- [F9]The remaining RSUs vest in six equal quarterly installments beginning on September 20, 2023.
Documents
Issuer
HashiCorp, Inc.
CIK 0001720671
Entity typeother
Related Parties
1- filerCIK 0001894766
Filing Metadata
- Form type
- 4
- Filed
- Jun 21, 8:00 PM ET
- Accepted
- Jun 22, 8:21 PM ET
- Size
- 22.6 KB