4/A//SEC Filing
TKACHENKO ROMAN 4/A
Accession 0000899243-23-017355
CIK 0001783875other
Filed
Jul 10, 8:00 PM ET
Accepted
Jul 11, 4:26 PM ET
Size
14.4 KB
Accession
0000899243-23-017355
Insider Transaction Report
Form 4/AAmended
TKACHENKO ROMAN
Director
Transactions
- Award
Stock Option (right to buy)
2023-05-26+700,000→ 700,000 totalExercise: $0.17Exp: 2028-05-26→ Class A Subordinate Voting Shares (700,000 underlying) - Disposition to Issuer
Stock Option (right to buy)
2023-05-26−400,000→ 700,000 totalExercise: $0.70→ Class A Subordinate Voting Shares (400,000 underlying) - Disposition to Issuer
Stock Option (right to buy)
2023-05-26−600,000→ 700,000 totalExercise: $0.80Exp: 2025-12-21→ Class A Subordinate Voting Shares (600,000 underlying) - Disposition to Issuer
Stock Option (right to buy)
2023-05-26−100,000→ 700,000 totalExercise: $0.71Exp: 2025-11-24→ Class A Subordinate Voting Shares (100,000 underlying)
Footnotes (12)
- [F1]Converted from Canadian exercise price of C$0.22 using the Bank of Canada exchange rate of C$1.3284 = US$1.00 as of July 10, 2023.
- [F10]Converted from Canadian exercise price of C$0.22 using the Bank of Canada exchange rate of C$1.3284 = US$1.00 as of July 10, 2023.
- [F11]The option was granted on December 5, 2022 and vests in monthly 1/24th increments beginning on December 5, 2023.
- [F12]The reporting person agreed to cancellation of an option granted to him on December 5, 2022, in exchange for the future issuance of a new option having a lower exercise price.
- [F2]1/3rd of the options vest on December 30, 2023; 1/3rd vest on June 30, 2023; and 1/3rd vest on December 30, 2024.
- [F3]This Form 4/A amends and restates a Form 4 filed by the reporting person on June 2, 2023, to correct the number of derivative securities reported as beneficially owned by the reporting person and to include the disposition of three options to the issuer for cancellation in a transaction exempt under Rule 16b-3(e).
- [F4]Converted from Canadian exercise price of C$0.94 using the Bank of Canada exchange rate of C$1.3284 = US$1.00 as of July 10, 2023.
- [F5]The option was granted on November 24, 2020. Two-thirds vested as of the date of grant and one-third vested as of June 12, 2021.
- [F6]The reporting person agreed to cancellation of an option granted to him on November 24, 2020, in exchange for the future issuance of a new option having a lower exercise price.
- [F7]Converted from Canadian exercise price of C$1.06 using the Bank of Canada exchange rate of C$1.3284 = US$1.00 as of July 10, 2023.
- [F8]The option was granted on December 21, 2020. One-third vested on December 21, 2021, one-third vested on December 21, 2022, and one-third vests on December 21, 2023.
- [F9]The reporting person agreed to cancellation of an option granted to him on December 21, 2020, in exchange for the future issuance of a new option having a lower exercise price.
Documents
Issuer
4Front Ventures Corp.
CIK 0001783875
Entity typeother
Related Parties
1- filerCIK 0001838462
Filing Metadata
- Form type
- 4/A
- Filed
- Jul 10, 8:00 PM ET
- Accepted
- Jul 11, 4:26 PM ET
- Size
- 14.4 KB