Home/Filings/4/0000899243-23-018091
4//SEC Filing

Caldwell David Alan 4

Accession 0000899243-23-018091

CIK 0000028823other

Filed

Aug 10, 8:00 PM ET

Accepted

Aug 11, 9:01 PM ET

Size

10.1 KB

Accession

0000899243-23-018091

Insider Transaction Report

Form 4
Period: 2023-08-11
Caldwell David Alan
EVP - Strategy & Corp Dev
Transactions
  • Other

    Common Shares

    2023-08-11211,0680 total
  • Other

    Non-Qualified Stock Option

    2023-08-1133,9290 total
    Exercise: $4.08From: 2020-01-29Exp: 2029-01-29Common Shares (33,929 underlying)
  • Other

    Non-Qualified Stock Option

    2023-08-119,3510 total
    Exercise: $11.96From: 2021-01-30Exp: 2030-01-30Common Shares (9,351 underlying)
Footnotes (2)
  • [F1]Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery.
  • [F2]Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.

Issuer

DIEBOLD NIXDORF, Inc

CIK 0000028823

Entity typeother

Related Parties

1
  • filerCIK 0001943437

Filing Metadata

Form type
4
Filed
Aug 10, 8:00 PM ET
Accepted
Aug 11, 9:01 PM ET
Size
10.1 KB