Caldwell David Alan 4
4 · DIEBOLD NIXDORF, Inc · Filed Aug 11, 2023
Insider Transaction Report
Form 4
Caldwell David Alan
EVP - Strategy & Corp Dev
Transactions
- Other
Common Shares
2023-08-11−211,068→ 0 total - Other
Non-Qualified Stock Option
2023-08-11−33,929→ 0 totalExercise: $4.08From: 2020-01-29Exp: 2029-01-29→ Common Shares (33,929 underlying) - Other
Non-Qualified Stock Option
2023-08-11−9,351→ 0 totalExercise: $11.96From: 2021-01-30Exp: 2030-01-30→ Common Shares (9,351 underlying)
Footnotes (2)
- [F1]Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery.
- [F2]Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.