4//SEC Filing
Essex Woodlands Fund IX-GP, L.P. 4
Accession 0000899243-23-018735
CIK 0001409269other
Filed
Sep 11, 8:00 PM ET
Accepted
Sep 12, 4:28 PM ET
Size
13.4 KB
Accession
0000899243-23-018735
Insider Transaction Report
Form 4
Essex Woodlands Fund IX-GP, L.P.
10% Owner
Transactions
- Purchase
Senior Convertible Preferred Stock
2023-09-08$3.42/sh+292,398$1,000,001→ 1,073,297 total(indirect: I)Exercise: $0.00→ Common Stock (779,737 underlying)
Essex Woodlands Fund IX, L.P.
10% Owner
Transactions
- Purchase
Senior Convertible Preferred Stock
2023-09-08$3.42/sh+292,398$1,000,001→ 1,073,297 total(indirect: I)Exercise: $0.00→ Common Stock (779,737 underlying)
EW Healthcare Partners-A, L.P.
10% Owner
Transactions
- Purchase
Senior Convertible Preferred Stock
2023-09-08$3.42/sh+292,398$1,000,001→ 1,073,297 total(indirect: I)Exercise: $0.00→ Common Stock (779,737 underlying)
Essex Woodlands IX, LLC
10% Owner
Transactions
- Purchase
Senior Convertible Preferred Stock
2023-09-08$3.42/sh+292,398$1,000,001→ 1,073,297 total(indirect: I)Exercise: $0.00→ Common Stock (779,737 underlying)
Footnotes (3)
- [F1]The shares of Senior Convertible Preferred Stock are convertible into shares of Common Stock at a ratio of 2.6667 shares of Common Stock for each share of Senior Convertible Preferred Stock at the option of the holder at any time or by the Issuer under certain conditions.
- [F2]The share total shown above is the aggregate amount of shares of Senior Convertible Preferred Stock purchased by EW Healthcare Partners, L.P. ("EWHP") and EW Healthcare Partners-A, L.P. ("EWHP-A") on the date set forth above. EWHP purchased 281,089 shares of the amount shown above and EWHP-A purchased 11,309 shares of the amount shown above. EWHP now holds a total of 1,031,786 shares of Senior Convertible Preferred Stock (convertible into 2,751,463 shares of Common Stock) of the Issuer and EWHP-A now holds a total of 41,511 shares of Senior Convertible Preferred Stock (convertible into 110,697 shares of Common Stock) of the Issuer.
- [F3]Essex Woodlands Fund IX-GP, L.P. (the "EW Fund IX GP"), is the general partner of each of EW Healthcare Partners, L.P. ("EWHP") and EW Healthcare Partners-A, L.P. ("EWHP-A" and together with EWHP, the "EWHP Funds"). Essex Woodlands IX, LLC (the "General Partner") is the general partner of EW Fund IX GP. The General Partner holds sole voting and dispositive power over the shares held by each of the EW Funds (the "Shares''). The managers of the General Partner are Martin P. Sutter, Scott Barry, Ron Eastman, Petri Vainio and Steve Wiggins (collectively, the ''Managers'') and may exercise voting and investment control over the Shares only by majority action of the Managers. Each individual Manager, the EW Fund IX GP and the General Partner disclaims ownership over the Shares except to the extent of his or its respective pecuniary interest therein.
Documents
Issuer
Venus Concept Inc.
CIK 0001409269
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001652285
Filing Metadata
- Form type
- 4
- Filed
- Sep 11, 8:00 PM ET
- Accepted
- Sep 12, 4:28 PM ET
- Size
- 13.4 KB