4//SEC Filing
Polaris Venture Partners VI, L.P. 4
Accession 0000899243-23-018840
CIK 0001653087other
Filed
Sep 12, 8:00 PM ET
Accepted
Sep 13, 4:33 PM ET
Size
14.0 KB
Accession
0000899243-23-018840
Insider Transaction Report
Form 4
Alector, Inc.ALEC
Transactions
- Sale
Common Stock
2023-09-11$6.00/sh−500,000$3,000,000→ 10,853,817 total(indirect: See footnote)
Transactions
- Sale
Common Stock
2023-09-11$6.00/sh−500,000$3,000,000→ 10,853,817 total(indirect: See footnote)
Transactions
- Sale
Common Stock
2023-09-11$6.00/sh−500,000$3,000,000→ 10,853,817 total(indirect: See footnote)
Polaris Venture Partners VI, L.P.
10% Owner
Transactions
- Sale
Common Stock
2023-09-11$6.00/sh−500,000$3,000,000→ 10,853,817 total(indirect: See footnote)
Transactions
- Sale
Common Stock
2023-09-11$6.00/sh−500,000$3,000,000→ 10,853,817 total(indirect: See footnote)
Footnotes (3)
- [F1]27,606 shares were sold by Polaris Venture Partners Founders' Fund VI, L.P. ("PVPFF VI"), 379,180 shares were sold by Polaris Venture Partners VI (AIV), L.P. ("PVP VI AIV") and 93,214 shares were sold by Polaris Venture Partners VI (AIV-B), L.P. (p/k/a PVP VI (AIV) Feeder Corp. Holding Partnership, L.P., "PVP VI AIV-B" and, together with PVPFF VI, PVP VI AIV and Polaris Venture Partners VI, L.P. ("PVP VI"), the "Polaris Funds").
- [F2](Continued from footnote 1) The general partner of each of the Polaris Funds is Polaris Venture Management Co. VI, L.L.C. ("PVM"). Each of Amir Nashat, Brian Chee, David Barrett, Bryce Youngren, Jonathan Flint, and Terrance McGuire, a member of the Issuer's board of directors, are managing members of PVM (collectively, the "Managing Members") and may be deemed to have shared power to vote and dispose of the shares held by the Polaris Funds. Each of the Managing Members and PVM disclaims beneficial ownership of the securities held by the Polaris Funds, and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interest therein.
- [F3]599,251 shares are held by PVPFF VI, 7,831,004 shares are held by PVP VI AIV, 1,925,094 shares are held by PVP VI AIV-B and 498,468 shares are held by PVP VI. Each of the Managing Members and PVM disclaims beneficial ownership of the securities held by the Polaris Funds, and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interest therein.
Documents
Issuer
Alector, Inc.
CIK 0001653087
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001493463
Filing Metadata
- Form type
- 4
- Filed
- Sep 12, 8:00 PM ET
- Accepted
- Sep 13, 4:33 PM ET
- Size
- 14.0 KB