4//SEC Filing
Sweeney Brandon 4
Accession 0000899243-23-019441
CIK 0001720671other
Filed
Sep 21, 8:00 PM ET
Accepted
Sep 22, 5:16 PM ET
Size
22.3 KB
Accession
0000899243-23-019441
Insider Transaction Report
Form 4
Sweeney Brandon
Chief Revenue Officer
Transactions
- Exercise/Conversion
Class A Common Stock
2023-09-20+11,198→ 157,533 total - Exercise/Conversion
Restricted Stock Units
2023-09-20−3,360→ 33,603 total→ Class A Common Stock (3,360 underlying) - Exercise/Conversion
Restricted Stock Units
2023-09-20−4,325→ 21,625 total→ Class B Common Stock (4,325 underlying) - Sale
Class A Common Stock
2023-09-21$23.07/sh−33,654$776,539→ 178,204 total - Conversion
Class A Common Stock
2023-09-21+54,325→ 211,858 total - Conversion
Class B Common Stock
2023-09-21−54,325→ 241,900 total→ Class A Common Stock (54,325 underlying) - Exercise/Conversion
Class B Common Stock
2023-09-20+54,325→ 296,225 total→ Class A Common Stock (54,325 underlying) - Exercise/Conversion
Restricted Stock Units
2023-09-20−7,838→ 109,729 total→ Class A Common Stock (7,838 underlying) - Exercise/Conversion
Restricted Stock Units
2023-09-20−50,000→ 50,000 total→ Class B Common Stock (50,000 underlying)
Footnotes (9)
- [F1]Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock.
- [F2]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- [F3]The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.895 to $23.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- [F5]The remaining RSUs vest in ten equal quarterly installments beginning on December 20, 2023.
- [F6]The remaining RSUs vest in fourteen equal quarterly installments beginning on December 20, 2023.
- [F7]Each RSU represents a contingent right to receive one share of Class B Common Stock.
- [F8]The remaining RSUs vest in five equal quarterly installments beginning on December 20, 2023.
- [F9]The remaining RSUs vest on December 20, 2023.
Documents
Issuer
HashiCorp, Inc.
CIK 0001720671
Entity typeother
Related Parties
1- filerCIK 0001894766
Filing Metadata
- Form type
- 4
- Filed
- Sep 21, 8:00 PM ET
- Accepted
- Sep 22, 5:16 PM ET
- Size
- 22.3 KB