Home/Filings/4/0000899243-23-020137
4//SEC Filing

Joliat Jay Frederick 4

Accession 0000899243-23-020137

CIK 0000010254other

Filed

Nov 1, 8:00 PM ET

Accepted

Nov 2, 9:28 PM ET

Size

9.7 KB

Accession

0000899243-23-020137

Insider Transaction Report

Form 4
Period: 2023-11-01
Transactions
  • Disposition to Issuer

    Class A Common Stock

    2023-11-0190,0000 total(indirect: By Beefcarver, Inc.)
  • Disposition to Issuer

    Class A Common Stock

    2023-11-0142,6880 total(indirect: By Trust)
  • Disposition to Issuer

    Class A Common Stock

    2023-11-01106,4500 total
Footnotes (2)
  • [F1]This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 21, 2023, by and among Earthstone Energy, Inc., a Delaware corporation (the "Issuer"), Earthstone Energy Holdings, LLC, a Delaware limited liability company, Permian Resources Corporation, a Delaware corporation ("Permian"), Smits Merger Sub I Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub I"), Smits Merger Sub II LLC, a Delaware limited liability company and a direct wholly owned subsidiary of Parent ("Merger Sub II"), and Permian Resources Operating, LLC, a Delaware limited liability company. Pursuant to the Merger Agreement, on November 1, 2023 (the "Merger Effective Time"), Merger Sub I merged with and into the Issuer and such surviving corporation merged into Merger Sub II with Merger Sub II surviving as a direct, wholly owned subsidiary of Permian.
  • [F2]Pursuant to the Merger Agreement, each share of Class A Common Stock of the Issuer beneficially owned by the Reporting Person at the Merger Effective Time was exchanged for the right to receive 1.446 shares of common stock, par value $0.0001 per share of Permian, with cash paid in lieu of the issuance of fractional shares.

Issuer

EARTHSTONE ENERGY INC

CIK 0000010254

Entity typeother

Related Parties

1
  • filerCIK 0001397139

Filing Metadata

Form type
4
Filed
Nov 1, 8:00 PM ET
Accepted
Nov 2, 9:28 PM ET
Size
9.7 KB