4//SEC Filing
DiMaio John Michael 4
Accession 0000899243-23-020460
CIK 0001833498other
Filed
Nov 21, 7:00 PM ET
Accepted
Nov 22, 1:11 PM ET
Size
14.6 KB
Accession
0000899243-23-020460
Insider Transaction Report
Form 4
DiMaio John Michael
Director
Transactions
- Purchase
Common Stock, par value $0.0001 per share
2023-11-14$2.81/sh+355$998→ 2,479,408 total(indirect: See Footnotes) - Purchase
Common Stock, par value $0.0001 per share
2023-11-20$2.67/sh+2,000$5,340→ 2,481,908 total(indirect: See Footnotes) - Purchase
Common Stock, par value $0.0001 per share
2023-09-13$5.07/sh+198$1,004→ 2,479,053 total(indirect: See Footnotes) - Purchase
Common Stock, par value $0.0001 per share
2023-09-12$5.97/sh+1,000$5,970→ 2,478,855 total(indirect: See Footnotes) - Purchase
Common Stock, par value $0.0001 per share
2023-11-16$2.68/sh+500$1,340→ 2,479,908 total(indirect: See Footnotes)
Footnotes (6)
- [F1]The price reported is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $5.94 to $6.00, inclusive. Dr. John Michael DiMaio (the "Reporting Person") undertakes to provide to the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares acquired in the trades at each separate price within the range set forth in this footnote.
- [F2]The price reported is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $5.02 to $5.14, inclusive. The Reporting Person undertakes to provide to issuer, any security holder of the issuer or the staff of the SEC, upon request, full information regarding the number of shares acquired in the trades at each separate price within the range set forth in this footnote.
- [F3]The price reported is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $2.81 to $2.82, inclusive. The Reporting Person undertakes to provide to issuer, any security holder of the issuer or the staff of the SEC, upon request, full information regarding the number of shares acquired in the trades at each separate price within the range set forth in this footnote.
- [F4]This transaction represents a de minimis acquisition of securities by the Reporting Person under Section 240.16a-6 of the Securities Exchange Act of 1934, as amended (the "Act"), which, in the aggregate with certain other transactions within a six-month period, does not exceed $10,000 in market value.
- [F5]This statement is filed by and on behalf of the Reporting Person. The Reporting Person is the record and direct beneficial owner of the securities covered by this statement.
- [F6]The Reporting Person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. The Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that the Reporting Person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer.
Documents
Issuer
Spectral AI, Inc.
CIK 0001833498
Entity typeother
Related Parties
1- filerCIK 0001993856
Filing Metadata
- Form type
- 4
- Filed
- Nov 21, 7:00 PM ET
- Accepted
- Nov 22, 1:11 PM ET
- Size
- 14.6 KB