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$NEPH·4

NEPHROS INC · May 20, 5:17 PM ET

NEPHROS INC 4

4 · NEPHROS INC · Filed May 20, 2008

Insider Transaction Report

Form 4
Period: 2007-11-20
NEPHROS INCNEP
3V Capital Management LLC
10% Owner
Transactions
  • Conversion

    Common Stock

    2007-11-14$0.71/sh+2,198,729$1,552,303→ 2,198,729 total(indirect: See footnote)
  • Conversion

    Series B 10% Secured Convertible Note due 2008

    2007-11-14(indirect: See footnote)
    Exercise: $0.71→ Common Stock (2,198,729 underlying)
Footnotes (5)
  • [F1]See Exhibit 99 - Footnote 1
  • [F2]See Exhibit 99 - Footnote 2
  • [F3]See Exhibit 99 - Footnote 3
  • [F4]See Exhibit 99 - Footnote 4
  • [F5]See Exhibit 99 - Footnote 5

Documents

2 files