LIBBEY INC 4
4 · LIBBEY INC · Filed Nov 25, 2014
Insider Transaction Report
Form 4
LIBBEY INCLBY
BOERGER KENNETH A
Vice President & Treasurer
Transactions
- Exercise/Conversion
Common Stock
2014-11-24$15.35/sh+1,583$24,299→ 31,800.272 total - Sale
Common Stock
2014-11-24$30.00/sh−1,583$47,490→ 30,217.272 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2014-11-24$10.13/sh−2,863$29,002→ 0 totalExercise: $10.13From: 2011-02-11Exp: 2020-02-11→ Common Stock (2,863 underlying) - Exercise/Conversion
Common Stock
2014-11-24$10.13/sh+2,863$29,002→ 33,080.272 total - Sale
Common Stock
2014-11-24$30.13/sh−2,863$86,262→ 30,217.272 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2014-11-24$15.35/sh−1,583$24,299→ 0 totalExercise: $15.35From: 2009-02-15Exp: 2018-02-15→ Common Stock (1,583 underlying)
Holdings
- 8,071.434(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]The common stock covered by this Form 4 was sold under a plan, adopted on October 31, 2013, in compliance with Rules 10b5-1 under the Securities Act of 1934, as amended.
- [F2]The information reported herein is based upon information received from the record keeper of the Libbey Inc. 401k/104m plan. The Libbey Inc. shares attributed to the participant in this report as being held by the plan are the equivalent number of the shares the participant would receive of his entire Libbey Inc. share account if it was distributed to him in Libbey Inc. shares. The actual account in the plan consists of the Libbey Inc. shares and cash.
- [F3]The options become exercisable for 25% of the shares on each of the first, second, third, and fourth anniversary dates.