LIBBEY INC 4

4 · LIBBEY INC · Filed Dec 23, 2014

Form 4

Period: 2014-12-22

VP & General Sales Manager

Transactions

Exercise/Conversion
Common Stock
2014-12-22$12.80/sh+1,322$16,922→ 77,665.507 total
Exercise/Conversion
Common Stock
2014-12-22$10.13/sh+3,678$37,258→ 81,343.507 total
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2014-12-22$10.13/sh−3,678$37,258→ 2,429 total
Exercise: $10.13From: 2011-02-11Exp: 2020-02-11→ Common Stock (3,678 underlying)
Sale
Common Stock
2014-12-22$30.43/sh−1,322$40,228→ 80,021.507 total
Sale
Common Stock
2014-12-22$30.43/sh−3,678$111,922→ 76,343.507 total
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2014-12-22$12.80/sh−1,322$16,922→ 0 total
Exercise: $12.80Exp: 2017-02-17→ Common Stock (1,322 underlying)

Holdings

Footnotes (4)

[F1]The common stock covered by this Form 4 was sold under a plan, adopted on November 14, 2014, in compliance with Rules 10b5-1 under the Securities Act of 1934, as amended.
[F2]The information reported herein is based upon information received from the record keeper of the Libbey Inc. 401k/104m plan. The Libbey Inc. shares attributed to the participant in this report as being held by the plan are the equivalent number of the shares the participant would receive of his entire Libbey Inc. share account if it was distributed to him in Libbey Inc. shares. The actual account in the plan consists of the Libbey Inc. shares and cash.
[F3]There were two grants on February 16, 2007. The grant of 5,597 options become exercisable for 25% of the shares on each of the first, second, third and fourth anniversary dates. The grant of 5,294 options become exercisable for 33% of the shares on the first, second and third anniversary dates.
[F4]The options become exercisable for 25% of the shares on each of the first, second, third, and fourth anniversary dates.

Documents

1 file