LIBBEY INC 4

Accession 0000902274-16-000268

CIK 0000902274operating

Filed

Mar 9, 7:00 PM ET

Accepted

Mar 10, 7:42 AM ET

Size

23.0 KB

Accession

0000902274-16-000268

Form 4

Period: 2016-03-08

Vice President-Administration

Transactions

Sale
Common Stock
2016-03-08$17.25/sh−2,632$45,402→ 28,410.126 total
Exercise/Conversion
Common Stock
2016-03-08$12.80/sh+2,632$33,690→ 31,042.126 total
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2016-03-08$12.80/sh−2,632$33,690→ 0 total
Exercise: $12.80Exp: 2017-02-17→ Common Stock (2,632 underlying)

Holdings

Common Stock
(indirect: By 401(k))
18,901.076
Non-Qualified Stock Option (right to buy)
Exercise: $10.13From: 2011-02-11Exp: 2020-02-11→ Common Stock (5,487 underlying)
5,487
Non-Qualified Stock Option (right to buy)
Exercise: $1.07From: 2010-02-12Exp: 2019-02-12→ Common Stock (1,207 underlying)
1,207
NQ - Stock Option (Right to Buy)
Exercise: $38.06From: 2016-02-17Exp: 2025-03-02→ Common Stock (4,417 underlying)
4,417
Non-Qualified Stock Option (right to buy)
Exercise: $17.00From: 2012-02-10Exp: 2021-02-10→ Common Stock (3,511 underlying)
3,511
Restricted Stock Units
10,245
NQ - Stock Option (Right to Buy)
Exercise: $17.13From: 2017-02-17Exp: 2026-02-25→ Common Shares (15,417 underlying)
15,417
NQ - Stock Option (Right to Buy)
Exercise: $23.02From: 2015-02-24Exp: 2024-02-24→ Common Stock (6,017 underlying)
6,017
Non-Qualified Stock Option (right to buy)
Exercise: $15.35From: 2009-02-15Exp: 2018-02-15→ Common Stock (3,995 underlying)
3,995
Non-Qualified Stock Option (right to buy)
Exercise: $19.02From: 2014-02-22Exp: 2023-02-22→ Common Stock (6,818 underlying)
6,818
Non-Qualified Stock Option (right to buy)
Exercise: $13.95From: 2013-02-17Exp: 2022-02-17→ Common Stock (4,478 underlying)
4,478
NQ - Stock Option (Right to Buy)
Exercise: $38.06From: 2016-02-17Exp: 2025-03-02→ Common Stock (4,417 underlying)
4,417

Footnotes (4)

[F1]The information reported herein is based upon information received from the record keeper of the Libbey Inc. 401k/104m plan. The Libbey Inc. shares attributed to the participant in this report as being held by the plan are the equivalent number of the shares the participant would receive of his entire Libbey Inc. share account if it was distributed to him in Libbey Inc. shares. The actual account in the plan consists of the Libbey Inc. shares and cash.
[F2]There were two grants on February 16, 2007. The grant of 4,504 options become exercisable for 25% of the shares on each of the first, second, third and fourth anniversary dates. The grant of 4,128 options become exercisable for 33% of the shares on the first, second and third anniversary dates.
[F3]The options become exercisable for 25% of the shares on each of the first, second, third, and fourth anniversary dates.
[F4]The options become exercisable for 25% of the shares on February 17th of each of 2016, 2017, 2018 and 2019 provided the grantee remains continuously employed by the Company as of those respective dates.

Documents

1 file

LIBBEY INC

CIK 0000902274

Entity typeoperating

IncorporatedDE