Home/Filings/4/0000902274-16-000290
4//SEC Filing

LIBBEY INC 4

Accession 0000902274-16-000290

CIK 0000902274operating

Filed

Apr 3, 8:00 PM ET

Accepted

Apr 4, 5:02 PM ET

Size

15.6 KB

Accession

0000902274-16-000290

Insider Transaction Report

Form 4
Period: 2016-03-31
WHITE JAMES H
VP, Chief Operating Officer
Transactions
  • Tax Payment

    Restricted Stock Units

    2016-03-31$18.60/sh5,151$95,80957,101 total
  • Other

    Restricted Stock Units

    2016-03-31$18.60/sh14,283$265,66410,413 total
  • Other

    Restricted Stock Units

    2016-03-31$18.60/sh26,250$488,25030,851 total
  • Other

    Non-Qualified Stock Option (right to buy)

    2016-03-31$37.23/sh9,228$343,5583,077 total
    Exercise: $37.23Common Shares (9,228 underlying)
  • Other

    Restricted Stock Units

    2016-03-31$18.60/sh6,155$114,48324,696 total
  • Other

    NQ - Stock Option (Right to Buy)

    2016-03-31$17.13/sh30,210$517,49710,071 total
    Exercise: $17.13Common Shares (30,210 underlying)
Footnotes (6)
  • [F1]Reflects shares withheld to satisfy tax withholding obligations on restricted stock units that vested.
  • [F2]Reporting Person left the employ of the Issuer on March 31, 2016 (the "Separation Date"). Pursuant to the terms of the Restricted Stock Unit Agreement (the "RSU Agreement") between the Issuer and the Reporting Person, 26,250 of the restricted stock units awarded on August 3, 2015 have been forfeited. The remaining 8,750 restricted stock units vested on the Separation Date and shall be issued to the Reporting Person pursuant to the RSU Agreement.
  • [F3]Reporting Person left the employ of the Issuer on March 31, 2016 (the "Separation Date"). Pursuant to the terms of the Restricted Stock Unit Agreement (the "RSU Agreement") between the Issuer and the Reporting Person, 6,155 of the restricted stock units awarded on August 3, 2015 have been forfeited. The remaining 2,052 restricted stock units vested on the Separation Date and shall be issued to the Reporting Person pursuant to the RSU Agreement.
  • [F4]Reporting Person left the employ of the Issuer on March 31, 2016 (the "Separation Date"). Pursuant to the terms of the Restricted Stock Unit Agreement (the "RSU Agreement") between the Issuer and the Reporting Person, 14,283 of the restricted stock units awarded on February 25, 2016 have been forfeited. The remaining 4,762 restricted stock units vested on the Separation Date and shall be issued to the Reporting Person pursuant to the RSU Agreement.
  • [F5]Reporting Person left the employ of the Issuer on March 31, 2016 (the "Separation Date"). Pursuant to the terms of the Nonqualified Stock Option Agreement (the "Option Agreement") executed in connection with the option grant made by the Issuer to the Reporting Person on August 3, 2015, options to purchase 3,077 shares of the Issuer's common stock (the "Stock") vested on the Separation Date, expiring on June 30, 2016, and the options to purchase the remaining 9,228 unvested shares of stock were forfeited.
  • [F6]Reporting Person left the employ of the Issuer on March 31, 2016 (the "Separation Date"). Pursuant to the terms of the Nonqualified Stock Option Agreement (the "Option Agreement") executed in connection with the option grant made by the Issuer to the Reporting Person on February 25, 2016, options to purchase 10,071 shares of the Issuer's common stock (the "Stock") vested on the Separation Date, expiring on June 30, 2016, and the options to purchase the remaining 30,210 unvested shares of stock were forfeited.

Issuer

LIBBEY INC

CIK 0000902274

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000902274

Filing Metadata

Form type
4
Filed
Apr 3, 8:00 PM ET
Accepted
Apr 4, 5:02 PM ET
Size
15.6 KB