LIBBEY INC 4
4 · LIBBEY INC · Filed Apr 15, 2016
Insider Transaction Report
Form 4
LIBBEY INCLBY
PAIGE TIMOTHY T
Vice President-Administration
Transactions
- Sale
Common Stock
2016-04-15$17.50/sh−2,481$43,418→ 25,929.126 total
Holdings
- 10,245
Restricted Stock Units
- 19,017.751(indirect: By 401(k))
Common Stock
- 4,478
Non-Qualified Stock Option (right to buy)
Exercise: $13.95From: 2013-02-17Exp: 2022-02-17→ Common Stock (4,478 underlying) - 5,487
Non-Qualified Stock Option (right to buy)
Exercise: $10.13From: 2011-02-11Exp: 2020-02-11→ Common Stock (5,487 underlying) - 15,417
NQ - Stock Option (Right to Buy)
Exercise: $17.13From: 2017-02-17Exp: 2026-02-25→ Common Shares (15,417 underlying) - 6,017
NQ - Stock Option (Right to Buy)
Exercise: $23.02From: 2015-02-24Exp: 2024-02-24→ Common Stock (6,017 underlying) - 6,818
Non-Qualified Stock Option (right to buy)
Exercise: $19.02From: 2014-02-22Exp: 2023-02-22→ Common Stock (6,818 underlying) - 4,417
NQ - Stock Option (Right to Buy)
Exercise: $38.06From: 2016-02-17Exp: 2025-03-02→ Common Stock (4,417 underlying) - 3,511
Non-Qualified Stock Option (right to buy)
Exercise: $17.00From: 2012-02-10Exp: 2021-02-10→ Common Stock (3,511 underlying) - 3,995
Non-Qualified Stock Option (right to buy)
Exercise: $15.35From: 2009-02-15Exp: 2018-02-15→ Common Stock (3,995 underlying) - 4,417
NQ - Stock Option (Right to Buy)
Exercise: $38.06From: 2016-02-17Exp: 2025-03-02→ Common Stock (4,417 underlying)
Footnotes (4)
- [F1]The common stock covered by this Form 4 was sold under a plan, adopted on March 4, 2016, in compliance with Rules 10b5-1 under the Securities Act of 1934, as amended.
- [F2]The information reported herein is based upon information received from the record keeper of the Libbey Inc. 401k/104m plan. The Libbey Inc. shares attributed to the participant in this report as being held by the plan are the equivalent number of the shares the participant would receive of his entire Libbey Inc. share account if it was distributed to him in Libbey Inc. shares. The actual account in the plan consists of the Libbey Inc. shares and cash.
- [F3]The options become exercisable for 25% of the shares on each of the first, second, third, and fourth anniversary dates.
- [F4]The options become exercisable for 25% of the shares on February 17th of each of 2016, 2017, 2018 and 2019 provided the grantee remains continuously employed by the Company as of those respective dates.