LIBBEY INC 4
4 · LIBBEY INC · Filed Aug 10, 2016
Insider Transaction Report
Form 4
LIBBEY INCLBY
PAIGE TIMOTHY T
Vice President-Administration
Transactions
- Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2016-08-08$10.13/sh−3,000$30,390→ 2,475 totalExercise: $10.13From: 2011-02-11Exp: 2020-02-11→ Common Stock (3,000 underlying) - Sale
Common Stock
2016-08-08$18.03/sh−3,000$54,090→ 18,534.126 total - Exercise/Conversion
Common Stock
2016-08-08$10.13/sh+3,000$30,390→ 21,534.126 total
Holdings
- 3,995
Non-Qualified Stock Option (right to buy)
Exercise: $15.35From: 2009-02-15Exp: 2018-02-15→ Common Stock (3,995 underlying) - 6,818
Non-Qualified Stock Option (right to buy)
Exercise: $19.02From: 2014-02-22Exp: 2023-02-22→ Common Stock (6,818 underlying) - 4,417
NQ - Stock Option (Right to Buy)
Exercise: $38.06From: 2016-02-17Exp: 2025-03-02→ Common Stock (4,417 underlying) - 4,417
NQ - Stock Option (Right to Buy)
Exercise: $38.06From: 2016-02-17Exp: 2025-03-02→ Common Stock (4,417 underlying) - 19,141.508(indirect: By 401(k))
Common Stock
- 6,017
NQ - Stock Option (Right to Buy)
Exercise: $23.02From: 2015-02-24Exp: 2024-02-24→ Common Stock (6,017 underlying) - 10,245
Restricted Stock Units
- 15,417
NQ - Stock Option (Right to Buy)
Exercise: $17.13From: 2017-02-17Exp: 2026-02-25→ Common Shares (15,417 underlying) - 4,478
Non-Qualified Stock Option (right to buy)
Exercise: $13.95From: 2013-02-17Exp: 2022-02-17→ Common Stock (4,478 underlying) - 3,511
Non-Qualified Stock Option (right to buy)
Exercise: $17.00From: 2012-02-10Exp: 2021-02-10→ Common Stock (3,511 underlying)
Footnotes (4)
- [F1]This transaction was executed in multiple trades at prices ranging from $18.01 to $18.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F2]The information reported herein is based upon information received from the record keeper of the Libbey Inc. 401k/104m plan. The Libbey Inc. shares attributed to the participant in this report as being held by the plan are the equivalent number of the shares the participant would receive of his entire Libbey Inc. share account if it was distributed to him in Libbey Inc. shares. The actual account in the plan consists of the Libbey Inc. shares and cash.
- [F3]The options become exercisable for 25% of the shares on each of the first, second, third, and fourth anniversary dates.
- [F4]The options become exercisable for 25% of the shares on February 17th of each of 2016, 2017, 2018 and 2019 provided the grantee remains continuously employed by the Company as of those respective dates.