LIBBEY INC 4

Accession 0000902274-16-000396

CIK 0000902274operating

View on SEC.gov Company Profile

Filed

Dec 19, 7:00 PM ET

Accepted

Dec 20, 5:18 PM ET

Size

27.5 KB

Accession

0000902274-16-000396

Insider Transaction Report

Form 4

Period: 2016-12-19

LIBBEY INCLBY

Minarro Salvador

VP, General Mgr US & Canada

Transactions

Exercise/Conversion
NQ - Stock Option (Right to Buy)
2016-12-19$12.80/sh−2,882$36,890→ 0 total
Exercise: $12.80From: 2008-02-16Exp: 2017-02-16→ Common Shares (2,882 underlying)
Exercise/Conversion
Common Shares
2016-12-19$12.80/sh+2,882$36,890→ 2,882 total
Sale
Common Shares
2016-12-19$20.38/sh−2,882$58,735→ 0 total

Holdings

Restricted Stock Units
11,028
Restricted Stock Units
4,315
Restricted Stock Units
4,243
NQ - Stock Option (Right to Buy)
Exercise: $13.95From: 2013-02-17Exp: 2022-02-17→ Common Shares (7,500 underlying)
7,500
NQ - Stock Option (Right to Buy)
Exercise: $38.06From: 2016-02-17Exp: 2025-03-02→ Common Shares (6,340 underlying)
6,340
Restricted Stock Units
823
Restricted Stock Units
10,158
NQ - Stock Option (Right to Buy)
Exercise: $17.00From: 2012-02-10Exp: 2021-02-10→ Common Shares (7,000 underlying)
7,000
NQ - Stock Option (Right to Buy)
Exercise: $23.02From: 2015-02-24Exp: 2024-02-24→ Common Shares (6,582 underlying)
6,582
NQ - Stock Option (Right to Buy)
Exercise: $1.01From: 2010-02-27Exp: 2019-02-27→ Common Shares (7,000 underlying)
7,000
NQ - Stock Option (Right to Buy)
Exercise: $15.35From: 2009-02-15Exp: 2018-02-15→ Common Shares (3,200 underlying)
3,200
NQ - Stock Option (Right to Buy)
Exercise: $19.02From: 2014-02-22Exp: 2023-02-22→ Common Shares (7,918 underlying)
7,918
Restricted Stock Units
4,737
NQ - Stock Option (Right to Buy)
Exercise: $13.96From: 2013-08-01Exp: 2022-08-01→ Common Shares (3,597 underlying)
3,597
NQ - Stock Option (Right to Buy)
Exercise: $10.13From: 2011-02-11Exp: 2020-02-11→ Common Shares (6,000 underlying)
6,000
NQ - Stock Option (Right to Buy)
Exercise: $17.13From: 2017-02-17Exp: 2026-02-25→ Common Shares (21,486 underlying)
21,486
NQ - Stock Option (Right to Buy)
Exercise: $15.47From: 2013-12-31Exp: 2020-12-31→ Common Shares (20,000 underlying)
20,000

Footnotes (9)

[F1]The common stock covered by this Form 4 was sold under a plan, adopted on November 18, 2016, in compliance with Rules 10b5-1 under the Securities Act of 1934, as amended.
[F2]Restricted stock unit award of 4,918 RSUs granted 8/1/2012 will vest 25% on each of the first, second, third and fourth anniversary dates provided the grantee remains continuously employed by the Company as of those respective dates.
[F3]Restricted Stock Unit award of 12,000 RSUs granted 3/2/2015 will vest 25% on February 17th of each of 2016, 2017, 2018 and 2019 provided the grantee remains continuously employed by the Company as of those respective dates.
[F4]Restricted stock unit award of 5,781 RSUs granted 2/24/2014 will vest 25% on each of the first, second, third and fourth anniversary dates provided the grantee remains continuously employed by the Company as of those respective dates.
[F5]Restricted stock unit award of 4,695 RSUs granted 3/2/2015 will vest 25% on each of the first, second, third and fourth anniversary dates provided the grantee remains continuously employed by the Company as of those respective dates.
[F6]Restricted stock unit award of 6,939 RSUs granted 2/22/2013 will vest 25% on each of the first, second, third and fourth anniversary dates provided the grantee remains continuously employed by the Company as of those respective dates.
[F7]The options become exercisable for 25% of the shares on each of the first, second, third, and fourth anniversary dates.
[F8]The options become exercisable for 25% of the shares on February 17th of each of 2016, 2017, 2018 and 2019 provided the grantee remains continuously employed by the Company as of those respective dates.
[F9]Stock option vests 100% on 12/31/2013.

Documents

1 file

4
wf-form4_148227228194295.xmlPrimary
FORM 4

Issuer

LIBBEY INC

CIK 0000902274

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0000902274

Filing Metadata

Form type: 4
Filed: Dec 19, 7:00 PM ET
Accepted: Dec 20, 5:18 PM ET
Size: 27.5 KB

View on SEC.gov