KOVACH SUSAN A 4

Accession 0000902274-18-000016

CIK 0000902274other

Filed

Feb 20, 7:00 PM ET

Accepted

Feb 21, 8:41 PM ET

Size

18.0 KB

Accession

0000902274-18-000016

Form 4

Period: 2018-02-17

VP,General Counsel & Secretary

Transactions

Holdings

Common Stock
37,355.528
Non-Qualified Stock Option (right to buy)
Exercise: $19.02From: 2014-02-22Exp: 2023-02-22→ Common Stock (6,902 underlying)
6,902
Phantom Stock Units
From: 1998-08-08→ Common Stock (1,193.172 underlying)
1,193.172
NQ - Stock Option (Right to Buy)
Exercise: $17.13From: 2017-02-17Exp: 2026-02-25→ Common Shares (16,353 underlying)
16,353
NQ - Stock Option (Right to Buy)
Exercise: $23.02From: 2015-02-24Exp: 2024-02-24→ Common Stock (6,413 underlying)
6,413
Non-Qualified Stock Option (right to buy)
Exercise: $13.95From: 2013-02-17Exp: 2022-02-17→ Common Stock (4,624 underlying)
4,624
Non-Qualified Stock Option (right to buy)
Exercise: $15.35From: 2009-02-15Exp: 2018-02-15→ Common Stock (3,621 underlying)
3,621
NQ - Stock Option (Right to Buy)
Exercise: $13.60From: 2018-02-17Exp: 2027-03-01→ Common Stock (11,666 underlying)
11,666
NQ - Stock Option (Right to Buy)
Exercise: $38.06From: 2016-02-17Exp: 2025-03-02→ Common Stock (4,685 underlying)
4,685
Non-Qualified Stock Option (right to buy)
Exercise: $17.00From: 2012-02-10Exp: 2021-02-10→ Common Stock (3,625 underlying)
3,625

Footnotes (6)

[F1]Reflects shares withheld to satisfy tax withholding obligations on restricted stock units that vested.
[F2]Total includes 1,600.0764 stock units acquired during the years 2015 through 2017 under the Plan's dividend-equivalent reinvestment feature.
[F3]The phantom stock units convert to common stock on a 1-for-1 basis.
[F4]Phantom stock units acquired under the Libbey director's deferred compensation plan (the "Plan"), a 16b-3 plan, in lieu of cash compensation earned as a director for board and board committee service. Each phantom stock unit is the economic equivalent of one share of Libbey Inc. common stock. The number of phantom stock units acquired is equivalent to the dollar value of the compensation earned based on the market value of Libbey Inc. shares at the time the compensation was earned. The market value of Libbey Inc. shares is the closing price of the Libbey Inc. shares on the New York Stock Exchange on the day the compensation is earned. The units earned are settled in cash at such time as prescribed by the Plan.
[F5]The options become exercisable for 25% of the shares on February 17th of each of 2016, 2017, 2018 and 2019 provided the grantee remains continuously employed by the Company as of those respective dates.
[F6]The options become exercisable for 25% of the shares on each of the first, second, third, and fourth anniversary dates.

Documents

1 file

LIBBEY INC

CIK 0000902274

Entity typeother