KOVACH SUSAN A 5/A

5/A · LIBBEY INC · Filed Mar 26, 2018

Form 5/AAmended

Period: 2010-12-31

VP,General Counsel & Secretary

Transactions

Award
Phantom Stock Units
2011-12-15$12.42/sh+95.052$1,181→ 817.369 total
→ Common Stock (95.052 underlying)
Award
Phantom Stock Units
2009-12-15$7.10/sh+154.103$1,094→ 154.176 total
→ Common Stock (154.103 underlying)
Award
Phantom Stock Units
2010-12-15$14.35/sh+80.065$1,149→ 456.666 total
→ Common Stock (80.065 underlying)
Award
Phantom Stock Units
2011-12-31$12.74/sh+92.665$1,181→ 997.237 total
→ Common Stock (92.665 underlying)
Award
Phantom Stock Units
2011-11-30$12.15/sh+97.165$1,181→ 722.317 total
→ Common Stock (97.165 underlying)
Award
Phantom Stock Units
2009-12-31$7.65/sh+143.024$1,094→ 297.2 total
→ Common Stock (143.024 underlying)
Award
Phantom Stock Units
2010-12-31$15.47/sh+74.268$1,149→ 530.934 total
→ Common Stock (74.268 underlying)
Award
Phantom Stock Units
2011-11-15$12.53/sh+94.218$1,181→ 625.152 total
→ Common Stock (94.218 underlying)
Award
Phantom Stock Units
2010-11-30$14.47/sh+79.401$1,149→ 376.528 total
→ Common Stock (79.401 underlying)

Footnotes (3)

[F1]The phantom stock units convert to common stock on a 1-for-1 basis.
[F2]Phantom stock units acquired upon deferral of cash compensation under the Libbey executive deferred compensation plan (the "Plan"), a 16b-3 plan. Each phantom stock unit is the economic equivalent of one share of Libbey Inc. common stock. The number of phantom stock units acquired is equivalent to the dollar value of the cash compensation earned based on the market value of Libbey Inc. shares at the time the compensation was earned. The market value of Libbey Inc. shares is the closing price of the Libbey Inc. shares on the New York Stock Exchange on the day the compensation is earned. The units earned are settled in cash at such time as prescribed by the Plan.
[F3]Total includes 87.276 phantom stock units acquired during the years 2015 through 2017 under the Plan's dividend-equivalent reinvestment feature.

Documents

1 file