KOVACH SUSAN A 4/A

Accession 0000902274-19-000046

CIK 0000902274other

Filed

Mar 19, 8:00 PM ET

Accepted

Mar 20, 4:42 PM ET

Size

18.1 KB

Accession

0000902274-19-000046

Form 4/AAmended

Period: 2018-02-28

VP,General Counsel & Secretary

Transactions

Holdings

Non-Qualified Stock Option (right to buy)
Exercise: $15.35From: 2009-02-15Exp: 2018-02-15→ Common Stock (3,621 underlying)
3,621
Non-Qualified Stock Option (right to buy)
Exercise: $17.00From: 2012-02-10Exp: 2021-02-10→ Common Stock (3,625 underlying)
3,625
Non-Qualified Stock Option (right to buy)
Exercise: $19.02From: 2014-02-22Exp: 2023-02-22→ Common Stock (6,902 underlying)
6,902
Common Stock
36,856.528
NQ - Stock Option (Right to Buy)
Exercise: $17.13From: 2017-02-17Exp: 2026-02-25→ Common Shares (16,353 underlying)
16,353
Phantom Stock Units
From: 1998-08-08→ Common Stock (1,193.172 underlying)
1,193.172
Non-Qualified Stock Option (right to buy)
Exercise: $13.95From: 2013-02-17Exp: 2022-02-17→ Common Stock (4,624 underlying)
4,624
NQ - Stock Option (Right to Buy)
Exercise: $13.60From: 2018-02-17Exp: 2027-03-01→ Common Stock (11,666 underlying)
11,666
NQ - Stock Option (Right to Buy)
Exercise: $38.06From: 2016-02-17Exp: 2025-03-02→ Common Stock (4,685 underlying)
4,685
NQ - Stock Option (Right to Buy)
Exercise: $23.02From: 2015-02-24Exp: 2024-02-24→ Common Stock (6,413 underlying)
6,413

Footnotes (6)

[F1]Restricted stock units will vest 25% on February 17th of each of 2019, 2020, 2021 and 2022 provided the grantee remains continuously employed by the Company as of those respective dates.
[F2]Corrects number of Restricted Stock Units Acquired incorrectly noted on previous Form 4.
[F3]The phantom stock units convert to common stock on a 1-for-1 basis.
[F4]Phantom stock units acquired under the Libbey director's deferred compensation plan (the "Plan"), a 16b-3 plan, in lieu of cash compensation earned as a director for board and board committee service. Each phantom stock unit is the economic equivalent of one share of Libbey Inc. common stock. The number of phantom stock units acquired is equivalent to the dollar value of the compensation earned based on the market value of Libbey Inc. shares at the time the compensation was earned. The market value of Libbey Inc. shares is the closing price of the Libbey Inc. shares on the New York Stock Exchange on the day the compensation is earned. The units earned are settled in cash at such time as prescribed by the Plan.
[F5]The options become exercisable for 25% of the shares on each of the first, second, third, and fourth anniversary dates.
[F6]The options become exercisable for 25% of the shares on February 17th of each of 2016, 2017, 2018 and 2019 provided the grantee remains continuously employed by the Company as of those respective dates.

Documents

1 file

LIBBEY INC

CIK 0000902274

Entity typeother