4/A//SEC Filing
APPLIED GRAPHICS TECHNOLOGIES INC 4/A
Accession 0000902561-03-000407
CIK 0001006030operating
Filed
Aug 27, 8:00 PM ET
Accepted
Aug 28, 12:33 PM ET
Size
13.1 KB
Accession
0000902561-03-000407
Insider Transaction Report
Form 4/AAmended
FLEETBOSTON FINANCIAL CORP
10% Owner
Transactions
- Disposition from Tender
Common Stock
2003-08-04$0.85/sh−318,389$270,631→ 0 total - Other
Warrants
2003-06-10−230,148→ 0 totalExercise: $0.01Exp: 2003-07-15→ Common Stock (230,148 underlying) - Exercise of In-Money
Call Option (right to buy)
2003-06-11−318,389→ 0 totalExercise: $0.01From: 2003-01-15Exp: 2003-07-15→ Common Stock (318,389 underlying) - Exercise of In-Money
Common Stock
2003-06-11$0.01/sh+318,389$3,184→ 318,389 total
Footnotes (5)
- [F1]This is an amendment and restatement of the reporting person's Form 4 filing on 8/6/03 (the "Original Form 4").
- [F2]The Call Option, Warrants and Common Stock are held by Fleet National Bank, a wholly-owned subsidiary of FleetBoston Financial Corporation.
- [F3]These shares were acquired upon exercise of the Call Option referenced in line 3 of Table II of this amendment. The exercise of the Call Option was reported in Table II of the reporting person's Form 4 filing on 8/6/03 but the acquisition of shares upon such exercise was inadvertently omitted from Table I of that form.
- [F4]Denotes the amendment of outstanding Warrants resulting in the deemed cancellation of those Warrants and the deemed grant of replacement Warrants. The Warrants were originally set to expire on July 15, 2003. On June 10, 2003, the expiration date of the Warrants was extended to August 31, 2003. These Warrants, along with the Warrants listed in lines 1 and 3 of Table II of the reporting person's Form 3 filing on 6/27/03, were surrendered by the reporting person to AGD on August 4, 2003 for cancellation for no value. The cancellation of the Warrants referred to in the immediately preceding sentence was inadvertently and unnecessarily reported in the Original Form 4.
- [F5]In the third line of Table II of the reporting person's Form 4 filing on 8/6/03, the Call Option was inadvertently referred to as a Warrant.
Documents
Issuer
APPLIED GRAPHICS TECHNOLOGIES INC
CIK 0001006030
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001006030
Filing Metadata
- Form type
- 4/A
- Filed
- Aug 27, 8:00 PM ET
- Accepted
- Aug 28, 12:33 PM ET
- Size
- 13.1 KB