LAMPTON NANCY 5
5 · DNP SELECT INCOME FUND INC · Filed Mar 18, 2010
Insider Transaction Report
Form 5
LAMPTON NANCY
Director
Transactions
- Purchase
Common stock
2009-08-12$8.86/sh+1,120$9,918→ 7,851 total
Holdings
- 21,000(indirect: By Hardscuffle, Inc.)
Common stock
- 47,500(indirect: By American Life & Accident Ins. Co. of Kentucky)
Common stock
Footnotes (2)
- [F1]The reporting person is the Chairman and Chief Executive Officer and a shareholder of Hardscuffle, Inc., and as such may be deemed to share voting and investment power over any shares of common stock of the issuer that are owned by Hardscuffle, Inc. or to have a "pecuniary interest" in them as defined in Rule 16a-1(a)(2). However, the reporting person disclaims beneficial ownership of such shares.
- [F2]The reporting person is the Chairman and Chief Executive Officer of American Life and Accident Insurance Company of Kentucky ("American Life") and a shareholder of its parent company, Hardscuffle, Inc., and as such may be deemed to share voting and investment power over any shares of common stock of the issuer that are owned by American Life or to have a "pecuniary interest" in them as defined in Rule 16a-1(a)(2). However, the reporting person disclaims beneficial ownership of such shares.