Home/Filings/5/0000902561-10-000025
5//SEC Filing

LAMPTON NANCY 5

Accession 0000902561-10-000025

CIK 0000806628other

Filed

Mar 17, 8:00 PM ET

Accepted

Mar 18, 5:03 PM ET

Size

7.7 KB

Accession

0000902561-10-000025

Insider Transaction Report

Form 5
Period: 2009-12-31
Transactions
  • Purchase

    Common stock

    2009-08-12$8.86/sh+1,120$9,9187,851 total
Holdings
  • Common stock

    (indirect: By Hardscuffle, Inc.)
    21,000
  • Common stock

    (indirect: By American Life & Accident Ins. Co. of Kentucky)
    47,500
Footnotes (2)
  • [F1]The reporting person is the Chairman and Chief Executive Officer and a shareholder of Hardscuffle, Inc., and as such may be deemed to share voting and investment power over any shares of common stock of the issuer that are owned by Hardscuffle, Inc. or to have a "pecuniary interest" in them as defined in Rule 16a-1(a)(2). However, the reporting person disclaims beneficial ownership of such shares.
  • [F2]The reporting person is the Chairman and Chief Executive Officer of American Life and Accident Insurance Company of Kentucky ("American Life") and a shareholder of its parent company, Hardscuffle, Inc., and as such may be deemed to share voting and investment power over any shares of common stock of the issuer that are owned by American Life or to have a "pecuniary interest" in them as defined in Rule 16a-1(a)(2). However, the reporting person disclaims beneficial ownership of such shares.

Issuer

DNP SELECT INCOME FUND INC

CIK 0000806628

Entity typeother

Related Parties

1
  • filerCIK 0001050739

Filing Metadata

Form type
5
Filed
Mar 17, 8:00 PM ET
Accepted
Mar 18, 5:03 PM ET
Size
7.7 KB