4//SEC Filing
RIVERVIEW GROUP LLC 4
Accession 0000902664-04-000075
CIK 0000883975other
Filed
Jan 15, 7:00 PM ET
Accepted
Jan 16, 5:27 PM ET
Size
14.1 KB
Accession
0000902664-04-000075
Insider Transaction Report
Form 4
STEMCELLS INCSTEM
MILLENNIUM HOLDING GROUP LP
10% Owner
Transactions
- Sale
Common Stock
2004-01-14$2.13/sh−55,900$119,067→ 2,851,204 total(indirect: See) - Sale
Common Stock
2004-01-15$2.15/sh−34,000$73,100→ 2,817,204 total(indirect: See) - Sale
Common Stock, par value $0.01 per share ("Common Stock")
2004-01-14$2.15/sh−50,000$107,500→ 2,907,104 total(indirect: See)
ENGLANDER ISRAEL A
10% Owner
Transactions
- Sale
Common Stock
2004-01-14$2.13/sh−55,900$119,067→ 2,851,204 total(indirect: See) - Sale
Common Stock, par value $0.01 per share ("Common Stock")
2004-01-14$2.15/sh−50,000$107,500→ 2,907,104 total(indirect: See) - Sale
Common Stock
2004-01-15$2.15/sh−34,000$73,100→ 2,817,204 total(indirect: See)
MILLENNIUM MANAGEMENT LLC
10% Owner
Transactions
- Sale
Common Stock, par value $0.01 per share ("Common Stock")
2004-01-14$2.15/sh−50,000$107,500→ 2,907,104 total(indirect: See) - Sale
Common Stock
2004-01-15$2.15/sh−34,000$73,100→ 2,817,204 total(indirect: See) - Sale
Common Stock
2004-01-14$2.13/sh−55,900$119,067→ 2,851,204 total(indirect: See)
RIVERVIEW GROUP LLC
10% Owner
Transactions
- Sale
Common Stock
2004-01-15$2.15/sh−34,000$73,100→ 2,817,204 total(indirect: See) - Sale
Common Stock, par value $0.01 per share ("Common Stock")
2004-01-14$2.15/sh−50,000$107,500→ 2,907,104 total(indirect: See) - Sale
Common Stock
2004-01-14$2.13/sh−55,900$119,067→ 2,851,204 total(indirect: See)
Footnotes (4)
- [F1]This transaction was effected by The Riverview Group LLC, a Delaware limited liability company ("Riverview"), which as of the date hereof directly holds 2,817,204 shares of Common Stock of StemCells, Inc. (the "Company") and warrants exercisable into 1,322,716 shares of Common Stock of the Company. Riverview is a wholly owned subsidiary of Millennium Holding Group, L.P., a Delaware limited partnership ("Holding"). Millennium Management, LLC, a Delaware limited liability company ("Millennium Management"), is the general partner of Holding and consequently has voting control and investment discretion over securities owned by Holding and by Riverview.
- [F2]Israel A. Englander ("Mr. Englander") is the sole managing member of Millennium Management. As a result, Mr. Englander may be considered the beneficial owner of any shares deemed to be beneficially owned by Millennium Management.
- [F3]Each of Holding, Millennium Management and Mr. Englander disclaims any beneficial ownership of the shares owned by Riverview to the extent such beneficial ownership exceeds such person's pecuniary interest.
- [F4]Millennium Partners, L.P., a Cayman Islands limited partnership ("Partners"), is a limited partner of Holding. As a limited partner, Partners has no ability to control Holding. Therefore, as of the date of this filing, Partners may not be deemed a beneficial owner of the shares of the Company or a member of the above-listed group.
Documents
Issuer
STEMCELLS INC
CIK 0000883975
Entity typeother
Related Parties
1- filerCIK 0001273091
Filing Metadata
- Form type
- 4
- Filed
- Jan 15, 7:00 PM ET
- Accepted
- Jan 16, 5:27 PM ET
- Size
- 14.1 KB