4/A//SEC Filing
WATERFALL JOHN C 4/A
Accession 0000902664-04-000094
CIK 0000311049other
Filed
Jan 19, 7:00 PM ET
Accepted
Jan 20, 8:47 PM ET
Size
28.5 KB
Accession
0000902664-04-000094
Insider Transaction Report
Form 4/AAmended
ELSINORE CORPELSO
WATERFALL JOHN C
10% Owner
Transactions
- Sale
Series A Preferred
2004-01-15$0.15/sh−2,300,371$345,056→ 0 total(indirect: See footnote)→ Common Stock (4,278,654 underlying) - Sale
Common Stock
2004-01-15$0.15/sh−61,999,477$9,299,922→ 35,646,177 total(indirect: See footnote) - Sale
Series A Preferred
2004-01-15$0.15/sh−292,837.63$43,926→ 157,272.37 total(indirect: See footnote)→ Common Stock (544,673 underlying) - Sale
Series A Preferred
2004-01-15$0.15/sh−4,294,206.18$644,131→ 2,306,260.82 total(indirect: See footnote)→ Common Stock (7,987,156 underlying) - Sale
Series A Preferred
2004-01-15$0.15/sh−3,545,347.01$531,802→ 1,904,075.99 total(indirect: See footnote)→ Common Stock (6,594,290 underlying) - Sale
Series A Preferred
2004-01-15$0.15/sh−943,339.77$141,501→ 506,633.23 total(indirect: See footnote)→ Common Stock (1,754,597 underlying) - Sale
Series A Preferred
2004-01-15$0.15/sh−4,942,472.88$741,371→ 2,654,421.12 total(indirect: See footnote)→ Common Stock (9,192,922 underlying) - Sale
Series A Preferred
2004-01-15$0.15/sh−3,593,408.13$539,011→ 1,929,887.87 total(indirect: See footnote)→ Common Stock (6,683,683 underlying) - Sale
Series A Preferred
2004-01-15$0.15/sh−5,627,623.56$844,144→ 3,022,390.44 total(indirect: See footnote)→ Common Stock (10,467,292 underlying) - Sale
Series A Preferred
2004-01-15$0.15/sh−910,926.01$136,639→ 489,224.99 total(indirect: See footnote)→ Common Stock (1,694,308 underlying) - Sale
Series A Preferred
2004-01-15$0.15/sh−6,882,800.83$1,032,420→ 3,696,500.17 total(indirect: See footnote)→ Common Stock (12,801,902 underlying)
Footnotes (24)
- [F1]The designated Reporting Person may be considered part of a group consisting of the following direct owners: Morgens Waterfall Income Partners, L.P. (909,950 shares), MWV Employee Retirement Plan Group Trust (334,342 shares), MWV International, Ltd. (3,898,515 shares), Phoenix Partners, L.P. (4,289,609), Restart Partners, L.P. (3,589,561 shares), Restart Partners II, L.P. (6,875,433 shares), Restart Partners III, L.P. (5,621,599 shares), Restart Partners IV, L.P. (3,541,551 shares) and Restart Partners V, L.P. (942,329 shares). The designated Reporting Person may also be considered part of a group consisting of Morgens, Waterfall, Vintiadis & Company, Inc., as an indirect owner of the shares directly owned by Endowment Restart LLC (5,643,288 shares). Each Reporting Person hereby disclaims that it has a beneficial interest in the securities owned, directly or indirectly, by any other entity.
- [F10]Represents shares sold Restart Partners III, L.P.
- [F11]Represents shares sold Restart Partners IV, L.P.
- [F12]Represents shares sold Restart Partners V, L.P.
- [F13]Represents shares beneficially owned by Endowment Restart LLC.
- [F14]Represents shares beneficially owned by Morgens Waterfall Income Partners, L.P.
- [F15]Represents shares beneficially owned by MWV Employee Retirement Plan Group Trust.
- [F16]Represents shares beneficially owned by Phoenix Partners, L.P.
- [F17]Represents shares beneficially owned by Restart Partners, L.P.
- [F18]Represents shares beneficially owned by Restart Partners II, L.P.
- [F19]Represents shares beneficially owned by Restart Partners III, L.P.
- [F2]This note represents the underlying number of shares of Common Stock sold as a result of the sale of the Series A Preferred Stock by each of Betje Partners, L.P. (4,278,654 shares), Endowment Restart LLC (9,192,922 shares), Morgens Waterfall Income Partners, L.P. (1,694,308 shares), MWV Employee Retirement Plan Group Trust (544,673 shares), Phoenix Partners, L.P. (7,987,156 shares), Restart Partners, L.P. (6,683,683 shares), Restart Partners II, L.P. (12,801,902 shares), Restart Partners III, L.P. (10,467,292 shares), Restart Partners IV, L.P. (6,594,290 shares) and Restart Partners V, L.P. (1,754,597 shares).
- [F20]Represents shares beneficially owned by Restart Partners IV, L.P.
- [F21]Represents shares beneficially owned by Restart Partners V, L.P.
- [F22]The designated Reporting Person may be considered part of a group consisting of the following direct owners: Morgens Waterfall Income Partners, L.P. (489,224.99 shares), MWV Employee Retirement Plan Group Trust (157,272.37 shares), Phoenix Partners, L.P. (2,306,260.82 shares), Restart Partners, L.P. (1,929,887.87 shares), Restart Partners II, L.P. (3,696,500.17 shares), Restart Partners III, L.P. (3,022,390.44 shares), Restart Partners IV, L.P. (1,904,075.99shares) and Restart Partners V, L.P. (506,633.23 shares). The designated Reporting Person may also be considered part of a group consisting of Morgens, Waterfall, Vintiadis & Company, Inc., as an indirect owner of the shares directly owned by Endowment Restart LLC (2,654,421.12 shares). Each Reporting Person hereby disclaims that it has a beneficial interest in the securities owned, directly or indirectly, by any other entity.
- [F23]One share of Series A Preferred Stock is convertible into 1.8599845 shares of Common Stock.
- [F24]The option to convert Series A Preferred Stock to Common Stock does not have an exercise date or a termination date.
- [F3]Represents shares sold by Betje Partners, L.P.
- [F4]Represents shares sold by Endowment Restart LLC.
- [F5]Represents shares sold by Morgens Waterfall Income Partners, L.P.
- [F6]Represents shares sold by MWV Employee retirement Group Trust.
- [F7]Represents shares sold by Phoenix Partners, L.P.
- [F8]Represents shares sold Restart Partners, L.P.
- [F9]Represents shares sold Restart Partners II, L.P.
Documents
Issuer
ELSINORE CORP
CIK 0000311049
Entity typeother
Related Parties
1- filerCIK 0001212661
Filing Metadata
- Form type
- 4/A
- Filed
- Jan 19, 7:00 PM ET
- Accepted
- Jan 20, 8:47 PM ET
- Size
- 28.5 KB