4//SEC Filing
Sabourin John Paul 4
Accession 0000902664-09-001591
CIK 0001224370other
Filed
Apr 15, 8:00 PM ET
Accepted
Apr 16, 2:55 PM ET
Size
10.3 KB
Accession
0000902664-09-001591
Insider Transaction Report
Form 4
Polar Securities Inc.
10% Owner
Transactions
- Sale
Common Stock
2009-04-14$1.85/sh−3,900$7,198→ 2,492,601 total(indirect: See Footnote)
Polar Capital CORP
10% Owner
Transactions
- Sale
Common Stock
2009-04-14$1.85/sh−3,900$7,198→ 2,492,601 total(indirect: See Footnote)
Sabourin John Paul
10% Owner
Transactions
- Sale
Common Stock
2009-04-14$1.85/sh−3,900$7,198→ 2,492,601 total(indirect: See Footnote)
Footnotes (2)
- [F1]This Form 4 is being filed to report that Polar Securities Inc., a company incorporated under the laws of Ontario, Canada ("PSI"), Polar Capital Corporation, a company incorporated under the laws of Ontario Canada ("PCC") and John Paul Sabourin ("Mr. Sabourin" and together with PSI and PCC, the "Reporting Persons") together have purchased additional shares of Mindspeed Technologies, Inc. common stock (the "Securities") on behalf of Altairis Offshore and Altairis Offshore Levered (the "Funds"). PSI acts as investment manager to the Funds. PSI is a wholly owned subsidiary of Polar Financial Corporation, a company incorporated under the laws of Ontario, Canada, which is controlled by PCC. Mr. Sabourin is the chairman of PSI.
- [F2]The Reporting Persons own directly 0 shares of the Securities. These Securities are held by the Funds. The Reporting Persons may be deemed to beneficially own 2,492,601 shares of common stock, which represent approximately 10.4% of the outstanding shares of common stock. Each Reporting Persons disclaims beneficial ownership of the securities included in this report and this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of such person's pecuniary interest therein.
Issuer
MINDSPEED TECHNOLOGIES, INC
CIK 0001224370
Entity typeother
Related Parties
1- filerCIK 0001435354
Filing Metadata
- Form type
- 4
- Filed
- Apr 15, 8:00 PM ET
- Accepted
- Apr 16, 2:55 PM ET
- Size
- 10.3 KB