13F-HR 1 p09-1637form13fhr.txt PRINCIPLED ASSET ADMINISTRATION, L.L.C. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 ------------------------ Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Principled Asset Administration, L.L.C. -------------------------------------------------- Address: 666 Fifth Avenue, 37th Floor -------------------------------------------------- New York, NY 10103 -------------------------------------------------- -------------------------------------------------- Form 13F File Number: 028-10587 --------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Gerald C. Catenacci -------------------------------------------------- Title: Managing Member -------------------------------------------------- Phone: (212) 484-5030 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Gerald C. Catenacci New York, NY 8/14/09 ------------------------ --------------------- ---------------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 ------------- Form 13F Information Table Entry Total: 118 ------------- Form 13F Information Table Value Total: $718,941 ------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 028-10588 Principled Capital Management, L.L.C.

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ACCENTURE LTD BERMUDA CL A G1150G111 1619,~~761~~343 ~~609~~578,~~700~~100 SH SOLE ~~609~~578,~~700~~100 ACCENTURE LTD BERMUDA CL A G1150G111 128,~~203~~663 ~~443~~258,900 SH DESCRIBED 1 ~~443~~258,900 ACORDA THERAPEUTICS INC COM 00484M106 68,~~426~~037 ~~324~~285,~~400~~100 SH SOLE ~~324~~285,~~400~~100 ACORDA THERAPEUTICS INC COM 00484M106 3,~~407~~690 ~~172~~130,~~000~~900 SH DESCRIBED 1 ~~172~~130,~~000~~900 ~~ADTRAN~~AKAMAI TECHNOLOGIES INC COM ~~00738A106~~00971T101 223,~~145~~069 ~~132~~1,~~300~~202,756 SH SOLE ~~132~~1,~~300~~202,756 ~~ADTRAN~~AKAMAI TECHNOLOGIES INC COM ~~00738A106~~00971T101 15,~~097~~959 67310,700 SH DESCRIBED 1 67310,700 ~~AETNA~~ALCON INC ~~NEW~~ COM ~~00817Y108~~SHS 24H01301102 2,~~682~~613 122,~~014,473~~500 SH SOLE 122,~~014,473~~500 ~~AETNA~~ALCON INC ~~NEW~~ COM ~~00817Y108~~SHS 17H01301102 1,~~781~~080 ~~730~~9,~~845~~300 SH DESCRIBED 1 ~~730~~9,~~845~~300 ~~AKAMAI~~ANADYS ~~TECHNOLOGIES~~PHARMACEUTICALS INC COM ~~00971T101~~03252Q408 241,~~787~~498 1805,~~277,656~~200 SH SOLE 1805,~~277,656~~200 ~~AKAMAI~~ANADYS ~~TECHNOLOGIES~~PHARMACEUTICALS INC COM ~~00971T101~~03252Q408 ~~18,368~~823 ~~946~~442,~~800~~500 SH DESCRIBED 1 ~~946~~442,~~800~~500 ~~ALCOA~~ARQULE INC COM ~~013817101~~04269E107 14,~~717~~454 ~~233~~725,~~900~~398 SH SOLE ~~233~~725,~~900~~398 ~~ALCOA~~ARQULE INC COM ~~013817101~~04269E107 ~~852~~2,037 ~~116~~331,~~100~~704 SH DESCRIBED 1 ~~116~~331,~~100~~704 ~~ALEXION~~ATHENAHEALTH ~~PHARMACEUTICALS~~ INC COM ~~015351109~~04685W103 61,~~120~~902 ~~162~~51,~~500~~400 SH SOLE ~~162~~51,~~500~~400 ~~ALEXION~~ATHENAHEALTH ~~PHARMACEUTICALS~~ INC COM ~~015351109~~04685W103 ~~3,243~~740 8620,~~100~~000 SH DESCRIBED 1 8620,~~100~~000 ~~ALLSCRIPT~~AUTOZONE ~~MISYS~~INC ~~HEALTCAR SOL~~ COM ~~01988P108~~053332102 122,~~186~~070 113,~~184,300~~700 SH SOLE 113,~~184,300~~700 ~~ALLSCRIPT~~AUTOZONE ~~MISYS~~INC ~~HEALTCAR SOL~~ COM ~~01988P108~~053332102 ~~6,158~~801 ~~598~~5,~~400~~300 SH DESCRIBED 1 ~~598~~5,~~400~~300 ~~AMAZON~~AUXILIUM ~~COM~~PHARMACEUTICALS INC COM ~~023135106~~05334D107 7,~~638~~525 ~~104~~239,~~000~~800 SH SOLE ~~104~~239,~~000~~800 ~~AMAZON~~AUXILIUM ~~COM~~PHARMACEUTICALS INC COM ~~023135106~~05334D107 3,~~951~~458 53110,~~800~~200 SH DESCRIBED 1 53110,~~800~~200 ~~ANADYS~~BANK ~~PHARMACEUTICALS~~OF ~~INC~~AMERICA CORPORATION COM ~~03252Q408~~060505104 23,~~621~~699 ~~386~~280,~~000~~201 SH SOLE ~~386~~280,~~000~~201 ~~ANADYS~~BANK ~~PHARMACEUTICALS~~OF ~~INC~~AMERICA CORPORATION COM ~~03252Q408~~060505104 12,~~302~~682 ~~191~~203,~~700~~154 SH DESCRIBED 1 ~~191~~203,~~700~~154 ~~ARQULE~~BARRICK ~~INC~~GOLD CORP COM ~~04269E107~~067901108 38,~~153~~642 ~~761~~257,600 SH SOLE ~~761~~257,600 ~~ARQULE~~BARRICK ~~INC~~GOLD CORP COM ~~04269E107~~067901108 13,~~663~~972 ~~401~~118,~~800~~400 SH DESCRIBED 1 ~~401~~118,~~800~~400 ~~BIOMARIN~~BEACON ~~PHARMACEUTICAL~~ROOFING SUPPLY INC COM ~~09061G101~~073685109 53,~~102~~423 ~~413~~236,~~100~~700 SH SOLE ~~413~~236,~~100~~700 ~~BIOMARIN~~BEACON ~~PHARMACEUTICAL~~ROOFING ~~INC~~SUPPLY ~~COM 09061G101 2,617 211,900 SH DESCRIBED 1 211,900 BORGWARNER~~ INC COM ~~099724106~~073685109 ~~2,521 124,200 SH SOLE 124,200 BORGWARNER INC COM 099724106~~ 1,~~336~~617 65111,800 SH DESCRIBED 1 65111,800 ~~BUNGE~~CADENCE ~~LIMITED~~DESIGN ~~COM~~SYSTEM ~~G16962105~~INC ~~2,141 37,800 SH SOLE 37,800 BUNGE LIMITED~~ COM ~~G16962105~~127387108 ~~946 16,700 SH DESCRIBED~~ 1 16,~~700~~345 ~~CARMAX INC COM 143130102 5~~227,~~740~~900 ~~461,400~~ SH SOLE ~~461~~227,~~400~~900 ~~CARMAX~~CADENCE ~~INC~~DESIGN ~~COM~~SYSTEM ~~143130102~~INC ~~2,968 238,600 SH DESCRIBED 1 238,600 CERNER CORP~~ COM ~~156782104~~127387108 ~~18,010~~602 ~~409~~102,~~600~~100 SH ~~SOLE 409,600 CERNER CORP COM 156782104 12,923 293,900 SH~~ DESCRIBED 1 ~~293~~102,~~900~~100 CF INDS HLDGS INC COM 125269100 1611,~~573~~959 ~~233~~161,~~000~~300 SH SOLE ~~233~~161,~~000~~300 CF INDS HLDGS INC COM 125269100 85,~~507~~835 ~~119~~78,~~600~~700 SH DESCRIBED 1 ~~119~~78,~~600~~700 CHIMERA INVT CORP COM 16934Q109 826,~~362~~000 27,~~488~~449,~~600~~953 SH SOLE 27,~~488~~449,~~600~~953 CHIMERA INVT CORP COM 16934Q109 411,~~274~~945 13,~~272~~422,~~100~~700 SH DESCRIBED 1 13,~~272~~422,~~100~~700 CHIQUITA BRANDS INTL INC NOTE 4.250% 8/1 170032AT3 67,~~412~~925 11,~~553~~281,~~000~~230 PRN SOLE 11,~~553~~281,~~000~~230 CHIQUITA BRANDS INTL INC NOTE 4.250% 8/1 170032AT3 53,~~850~~641 105,~~447~~182,~~000~~770 PRN DESCRIBED 1 105,~~447~~182,~~000~~770 CHIQUITA BRANDS INTL INC COM 170032809 1015,~~138~~608 1,~~529~~521,~~083~~283 SH SOLE 1,~~529~~521,~~083~~283 CHIQUITA BRANDS INTL INC COM 170032809 78,~~192~~285 1807,~~084,800~~500 SH DESCRIBED 1 1807,~~084,800~~500 ~~COMCAST~~CISCO ~~CORP~~SYS ~~NEW~~INC CLCOM A17275R102 ~~20030N101 18~~11,~~309~~134 1597,~~342,~~300 SH SOLE 1597,~~342,~~300 ~~COMCAST~~CISCO ~~CORP~~SYS ~~NEW~~INC CLCOM A17275R102 ~~20030N101 9~~5,~~107~~117 ~~667~~274,~~700~~500 SH DESCRIBED 1 ~~667~~274,~~700~~500 ~~COMCAST~~COMMVAULT ~~CORP~~SYSTEMS ~~NEW~~INC CLCOM A204166102 ~~SPL 20030N200 15~~3,~~332~~905 1235,~~191,300~~500 SH SOLE 1235,~~191,300~~500 ~~COMCAST~~COMMVAULT ~~CORP~~SYSTEMS ~~NEW~~INC CLCOM A204166102 ~~SPL 20030N200 13~~1,~~031~~898 1114,~~012,~~500 SH DESCRIBED 1 1114,~~012,~~500 ~~COMPANHIA~~CVS ~~ENERGETICA~~CAREMARK DECORPORATION ~~MINA~~COM SP126650100 ~~ADR N-V PFD 204409601 8~~3,~~485~~974 ~~574~~124,~~100~~700 SH SOLE ~~574~~124,~~100~~700 ~~COMPANHIA~~CVS ~~ENERGETICA~~CAREMARK DECORPORATION ~~MINA~~COM SP126650100 ~~ADR N-V PFD 204409601 4~~1,~~239~~826 ~~286~~57,~~800~~300 SH DESCRIBED 1 ~~286~~57,~~800~~300 ~~CVS~~DENDREON ~~CAREMARK~~CORP ~~CORPORATION~~ COM ~~126650100~~24823Q107 83,~~151~~425 ~~296~~137,~~500~~000 SH SOLE ~~296~~137,~~500~~000 ~~CVS~~DENDREON ~~CAREMARK~~CORP ~~CORPORATION~~ COM ~~126650100~~24823Q107 41,~~104~~575 ~~149~~63,~~300~~000 SH DESCRIBED 1 ~~149~~63,~~300~~000 E M C CORP MASS COM 268648102 1019,~~788~~370 ~~946~~1,~~300~~478,600 SH SOLE ~~946~~1,~~300~~478,600 E M C CORP MASS COM 268648102 8,~~784~~945 ~~770~~682,~~500~~800 SH DESCRIBED 1 ~~770~~682,~~500~~800 EEQUINIX MINC CCOM ~~CORP~~NEW ~~MASS~~29444U502 ~~NOTE 1.750%12/0 268648AM4~~ 6,~~964~~852 794,~~133,000~~200 ~~PRN~~SH SOLE 794,~~133,000~~200 EEQUINIX MINC CCOM ~~CORP~~NEW ~~MASS~~29444U502 ~~NOTE 1.750%12/0 268648AM4 2~~3,~~799~~331 245,~~867,000~~800 ~~PRN~~SH DESCRIBED 1 245,~~867,000~~800 ~~FARO~~FEI ~~TECHNOLOGIES~~CO ~~INC~~ COM ~~311642102~~30241L109 23,~~576~~659 ~~191~~159,~~700~~800 SH SOLE ~~191~~159,~~700~~800 ~~FARO~~FEI ~~TECHNOLOGIES~~CO ~~INC~~ COM ~~311642102~~30241L109 1,~~302~~779 9677,~~900~~700 SH DESCRIBED 1 9677,~~900~~700 FLIR SYS INC COM 302445101 94,~~505~~451 ~~464~~197,~~100~~300 SH SOLE ~~464~~197,~~100~~300 FLIR SYS INC COM 302445101 42,~~788~~132 ~~233~~94,~~800~~500 SH DESCRIBED 1 ~~233~~94,~~800~~500 ~~FRESH~~FORD ~~DEL~~MTR ~~MONTE~~CO ~~PRODUCE~~DEL ~~INC~~COM ~~ORD~~PAR ~~G36738105~~$0.01 8345370860 1,~~665~~698 ~~527~~279,~~700~~800 SH SOLE ~~527~~279,~~700~~800 ~~FRESH~~FORD MTR CO DEL ~~MONTE~~COM ~~PRODUCE~~PAR ~~INC~~$0.01 ~~ORD~~345370860 ~~G36738105~~851 4140,~~328~~200 ~~263,600~~ SH DESCRIBED 1 ~~263~~140,~~600~~200 ~~GOOGLE~~FRESH ~~INC~~DEL CLMONTE APRODUCE ~~38259P508~~INC 24ORD G36738105 8,~~921~~297 71510,~~600~~300 SH SOLE 71510,~~600~~300 ~~GOOGLE~~FRESH ~~INC~~DEL CLMONTE APRODUCE ~~38259P508~~INC 19ORD G36738105 3,~~909~~872 57238,~~200~~100 SH DESCRIBED 1 57238,~~200~~100 ~~HEICO~~GENZYME CORP ~~NEW~~ COM ~~422806109~~372917104 58,~~900~~751 ~~242~~157,~~800~~200 SH SOLE ~~242~~157,~~800~~200 ~~HEICO~~GENZYME CORP ~~NEW~~ COM ~~422806109~~372917104 24,~~931~~053 ~~120~~72,~~600~~800 SH DESCRIBED 1 ~~120~~72,~~600~~800 ~~IMPERIAL~~GERDAU ~~OIL~~AMERISTEEL ~~LTD~~CORP COM ~~NEW~~37373P105 ~~453038408~~ 2,~~068~~337 57342,~~400~~600 SH SOLE 57342,~~400~~600 ~~IMPERIAL~~GERDAU ~~OIL~~AMERISTEEL ~~LTD~~CORP COM ~~NEW~~37373P105 ~~453038408~~1,073 ~~879 24~~157,400 SH DESCRIBED 1 24157,400 ~~INTEL~~GOLDMAN ~~CORP~~SACHS GROUP INC COM ~~458140100~~38141G104 86,~~854~~812 ~~588~~46,~~300~~200 SH SOLE ~~588~~46,~~300~~200 ~~INTEL~~GOLDMAN ~~CORP~~SACHS GROUP INC COM ~~458140100~~38141G104 43,~~331~~214 ~~287~~21,800 SH DESCRIBED 1 ~~287~~21,800 ~~INTERNATIONAL~~HEWLETT ~~SPEEDWAY~~PACKARD ~~CORP~~CO CLCOM A428236103 ~~460335201 1~~4,~~014~~004 45103,~~984~~600 SH SOLE 45103,~~984~~600 ~~INTERNATIONAL~~HEWLETT ~~SPEEDWAY~~PACKARD ~~CORP~~CO CLCOM A428236103 ~~460335201~~1,793 ~~448 20~~46,~~300~~400 SH DESCRIBED 1 2046,~~300~~400 ~~ISHARES~~IMPERIAL TROIL ~~HIGH~~LTD ~~YLD~~COM ~~CORP~~NEW ~~464288513~~453038408 3,~~282~~300 4885,~~400~~800 SH SOLE 4885,~~400~~800 ~~ISHARES~~IMPERIAL TROIL ~~HIGH~~LTD ~~YLD~~COM ~~CORP~~NEW ~~464288513~~453038408 1,~~627~~577 2441,000 SH DESCRIBED 1 2441,000 ~~ITT~~IVANHOE ~~CORP~~MINES ~~NEW~~LTD COM ~~450911102~~46579N103 62,~~501~~782 ~~169~~496,~~000~~800 SH SOLE ~~169~~496,~~000~~800 ~~ITT~~IVANHOE ~~CORP~~MINES ~~NEW~~LTD COM ~~450911102~~46579N103 ~~3,362 87,400 SH DESCRIBED~~ 1 87,~~400~~313 ~~KING PHARMACEUTICALS INC COM 495582108 5~~234,~~797 820,000 SH SOLE 820,000 KING PHARMACEUTICALS INC COM 495582108 3,072 434,~~500 SH DESCRIBED 1 ~~434~~234,500 L-1 IDENTITY SOLUTIONS INC NOTE 3.750% 5/1 50212AAB2 3,~~829~~113 53,~~846~~941,000 PRN SOLE 53,~~846~~941,000 L-1 IDENTITY SOLUTIONS INC NOTE 3.750% 5/1 50212AAB2 1,~~422~~110 21,~~154~~405,000 PRN DESCRIBED 1 21,~~154~~405,000 LIBERTY MEDIA CORP NEW ENT COM SER A 53071M500 132,~~331~~276 661,~~700~~206,574 SH SOLE 661,~~700~~206,574 LIBERTY MEDIA CORP NEW ENT COM SER A 53071M500 ~~593~~15,437 29577,~~700~~100 SH DESCRIBED 1 29577,~~700~~100 LIFE TECHNOLOGIES CORP COM 53217V109 192,~~144~~336 ~~589~~56,~~400~~000 SH SOLE ~~589~~56,~~400~~000 LIFE TECHNOLOGIES CORP COM 53217V109 ~~14,165~~947 ~~436~~22,~~100~~700 SH DESCRIBED 1 ~~436~~22,~~100~~700 LSI INDS INC COM 50216C108 ~~3,636~~267 ~~703~~48,~~219~~909 SH SOLE ~~703~~48,~~219~~909 LSI INDS INC COM 50216C108 ~~1,806~~485 ~~349~~89,~~300~~050 SH DESCRIBED 1 ~~349~~89,~~300~~050 ~~MEMC~~MCAFEE ~~ELECTR MATLS~~ INC COM ~~552715104~~579064106 306,~~719~~877 1163,~~862,900~~000 SH SOLE 1163,~~862,900~~000 ~~MEMC~~MCAFEE ~~ELECTR MATLS~~ INC COM ~~552715104~~579064106 233,~~017~~249 177,~~395,800~~000 SH DESCRIBED 1 177,~~395,800~~000 ~~MONSANTO~~NETAPP COINC ~~NEW~~ COM ~~61166W101~~64110D104 2,~~194~~043 26103,~~400~~600 SH SOLE 26103,~~400~~600 ~~MONSANTO~~NETAPP COINC ~~NEW~~ COM ~~61166W101~~64110D104 ~~956~~773 1139,~~500~~200 SH DESCRIBED 1 1139,~~500~~200 ~~MORGAN~~NOVELL ~~STANLEY~~INC COM ~~NEW~~670006105 ~~617446448~~ 7,~~120~~141 ~~312~~1,~~700~~576,300 SH SOLE ~~312~~1,~~700~~576,300 ~~MORGAN~~NOVELL ~~STANLEY~~INC COM ~~NEW~~670006105 ~~617446448~~ 3,~~730~~480 ~~163~~768,~~800~~300 SH DESCRIBED 1 ~~163~~768,~~800~~300 NRG ENERGY INC COM NEW 629377508 2522,~~440~~805 1878,~~445,471~~450 SH SOLE 1878,~~445,471~~450 NRG ENERGY INC COM NEW 629377508 185,~~351~~058 1194,~~042,663~~836 SH DESCRIBED 1 1194,~~042,663~~836 ~~OMNICARE~~ONYX PHARMACEUTICALS INC ~~DBCV~~COM ~~3.250%12/1~~683399109 ~~681904AL2 8~~13,~~328~~051 12461,~~714,000~~825 ~~PRN~~SH SOLE 12461,~~714,000~~825 ~~OMNICARE~~ONYX PHARMACEUTICALS INC ~~DBCV~~COM ~~3.250%12/1~~683399109 ~~681904AL2 4~~5,~~149~~708 6201,~~286,000~~975 ~~PRN~~SH DESCRIBED 1 6201,~~286,000~~975 PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 3,~~978~~535 ~~398~~302,~~600~~400 SH SOLE ~~398~~302,~~600~~400 PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 ~~2,010 201,400 SH DESCRIBED~~ 1 ~~201~~,~~400~~550 ~~PETRO-CDA COM 71644E102 9~~132,~~271~~600 ~~348,800~~ SH ~~SOLE 348,800 PETRO-CDA COM 71644E102 4,683 176,200 SH~~ DESCRIBED 1 ~~176~~132,~~200~~600 ~~POTASH~~PEPSI ~~CORP~~BOTTLING ~~SASK~~GROUP INC COM ~~73755L107~~713409100 3026,~~595~~175 ~~378~~773,~~600~~500 SH SOLE ~~378~~773,~~600~~500 ~~POTASH~~PEPSI ~~CORP~~BOTTLING ~~SASK~~GROUP INC COM ~~73755L107~~713409100 2112,~~908~~023 ~~271~~355,~~100~~300 SH DESCRIBED 1 ~~271~~355,~~100~~300 ~~QUALITY~~PETRO-CDA ~~SYS INC~~ COM ~~747582104~~71644E102 85,~~747~~644 ~~193~~146,~~300~~911 SH SOLE ~~193~~146,~~300~~911 ~~QUALITY~~PETRO-CDA ~~SYS INC~~ COM ~~747582104~~71644E102 43,~~416~~000 9778,~~600~~089 SH DESCRIBED 1 9778,~~600~~089 ~~RENAISSANCERE~~POTASH ~~HOLDINGS~~CORP ~~LTD~~SASK INC COM ~~G7496G103~~73755L107 725,~~629~~570 ~~154~~274,~~300~~800 SH SOLE ~~154~~274,~~300~~800 ~~RENAISSANCERE~~POTASH ~~HOLDINGS~~CORP ~~LTD~~SASK INC COM ~~G7496G103~~73755L107 36,~~787~~858 7673,~~600~~700 SH DESCRIBED 1 7673,~~600~~700 ~~RESEARCH~~QUALCOMM ININC ~~MOTION LTD~~ COM ~~760975102~~747525103 127,~~757~~605 ~~296~~168,~~200~~242 SH SOLE ~~296~~168,~~200~~242 ~~RESEARCH~~QUALCOMM ININC ~~MOTION LTD~~ COM ~~760975102~~747525103 83,~~834~~695 ~~205~~81,~~100~~758 SH DESCRIBED 1 ~~205~~81,~~100~~758 ~~ROYAL~~QUEST BKSOFTWARE ~~CDA~~INC ~~MONTREAL QUE~~ COM ~~780087102~~74834T103 233,~~107~~647 ~~799~~261,~~000~~600 SH SOLE ~~799~~261,~~000~~600 ~~ROYAL~~QUEST BKSOFTWARE ~~CDA~~INC ~~MONTREAL QUE~~ COM ~~780087102~~74834T103 171,~~277~~775 ~~597~~127,~~400~~300 SH DESCRIBED 1 ~~597~~127,~~400~~300 SAVVIS INC NOTE 3.000% 5/1 805423AA8 58,~~695~~083 10,~~239~~760,000 PRN SOLE 10,~~239~~760,000 SAVVIS INC NOTE 3.000% 5/1 805423AA8 ~~2,111~~360 3479,~~761,~~000 PRN DESCRIBED 1 3479,~~761,~~000 SCHERING PLOUGH CORP COM 806605101 1,~~178~~256 50,000 SH SOLE 50,000 SCHERING PLOUGH CORP COM 806605101 ~~499~~533 21,200 SH DESCRIBED 1 21,200 SCHERING PLOUGH CORP PFD CONV MAN07 806605705 1323,~~135~~395 62103,~~400~~200 SH SOLE 62103,~~400~~200 SCHERING PLOUGH CORP PFD CONV MAN07 806605705 611,~~483~~358 3050,~~800~~100 SH DESCRIBED 1 3050,~~800~~100 SCHLUMBERGER LTD COM 806857108 157,~~038~~505 ~~370~~138,~~200~~700 SH SOLE ~~370~~138,~~200~~700 SCHLUMBERGER LTD COM 806857108 103,~~525~~647 ~~259~~67,~~100~~400 SH DESCRIBED 1 ~~259~~67,~~100~~400 ~~SEPRACOR~~SPRINT ~~INC~~NEXTEL ~~COM~~CORP ~~817315104 4,027 274,700 SH SOLE 274,700 SEPRACOR INC~~ COM ~~817315104~~SER 1~~,969~~ ~~134,300~~852061100 ~~SH DESCRIBED 1 134~~3,~~300~~130 ~~SPX CORP COM 784635104 5~~650,~~557~~800 ~~118,200~~ SH SOLE ~~118~~650,~~200~~800 ~~SPX~~SPRINT NEXTEL CORP COM ~~784635104~~SER 21 852061100 1,~~910~~438 61299,~~900~~000 SH DESCRIBED 1 61299,~~900~~000 ~~SXC~~SUN ~~HEALTH~~MICROSYSTEMS ~~SOLUTIONS~~INC ~~CORP~~ COM ~~78505P100~~NEW 866810203 5,~~118~~089 ~~237~~552,~~600~~000 SH SOLE ~~237~~552,~~600~~000 ~~SXC~~SUN ~~HEALTH~~MICROSYSTEMS ~~SOLUTIONS~~INC ~~CORP~~ COM ~~78505P100~~NEW 866810203 2,~~680~~471 ~~124~~268,~~400~~000 SH DESCRIBED 1 ~~124~~268,~~400~~000 ~~TERADATA~~SYMANTEC CORP ~~DEL~~ COM ~~88076W103~~871503108 79,~~080~~268 ~~436~~595,~~506~~600 SH SOLE ~~436~~595,~~506~~600 ~~TERADATA~~SYMANTEC CORP ~~DEL~~ COM ~~88076W103~~871503108 34,~~752~~271 ~~231~~274,~~300~~500 SH DESCRIBED 1 ~~231~~274,~~300~~500 TERRA INDS INC COM 880915103 2,~~820~~432 100,400 SH SOLE 100,400 TERRA INDS INC COM 880915103 1,~~393~~022 4942,~~600~~200 SH DESCRIBED 1 4942,~~600~~200 ~~THERMO FISHER SCIENTIFIC INC COM 883556102 19,023 533,300 SH SOLE 533,300 THERMO FISHER SCIENTIFIC INC COM 883556102 14,165 397,100 SH DESCRIBED 1 397,100~~ TIME WARNER TELECOM INC DBCV 2.375% 4/0 887319AC5 105,~~622~~585 146,~~282~~679,000 PRN SOLE 146,~~282~~679,000 TIME WARNER TELECOM INC DBCV 2.375% 4/0 887319AC5 ~~3,907~~177 5212,~~218,~~000 PRN DESCRIBED 1 5212,~~218,~~000 TRIMBLE NAVIGATION LTD COM 896239100 76,~~719~~545 ~~505~~333,~~200~~400 SH SOLE ~~505~~333,~~200~~400 TRIMBLE NAVIGATION LTD COM 896239100 43,~~031~~135 ~~263~~159,800 SH DESCRIBED 1 263,800 UNITED THERAPEUTICS CORP DEL COM 91307C102 4,375 66,200 SH SOLE 66,200 UNITED THERAPEUTICS CORP DEL COM 91307C102 2,234 33,800 SH DESCRIBED 1 33,800 US BANCORP DEL COM NEW 902973304 2,926 200,300 SH SOLE 200,300 US BANCORP DEL COM NEW 902973304 1,457 99,700 SH DESCRIBED 1 99159,700 WAL MART STORES INC COM 931142103 9,810 188,300 SH SOLE 188,300 WAL MART STORES INC COM 931142103 4,882 93,700 SH DESCRIBED 1 93,700 WATSCO INC COM 942622200 3,971 116,700 SH SOLE 116,700 WATSCO INC COM 942622200 2,055 60,400 SH DESCRIBED 1 60,400 WHIRLPOOL CORP COM 963320106 2,500 84,500 SH SOLE 84,500 WHIRLPOOL CORP COM 963320106 1,311 44,300 SH DESCRIBED 1 44,300 WYETH COM 983024100 25,~~652~~650 ~~596~~565,~~000~~100 SH SOLE ~~596~~565,~~000~~100 WYETH COM 983024100 1811,~~839~~316 ~~437~~249,~~700~~300 SH DESCRIBED 1 ~~437~~249,~~700~~300

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