13F-HR 1 p10-0089form13fhr.txt PRINCIPLED ASSET ADMINISTRATION, L.L.C. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 ------------------------ Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Principled Asset Administration, L.L.C. -------------------------------------------------- Address: 666 Fifth Avenue, 37th Floor -------------------------------------------------- New York, NY 10103 -------------------------------------------------- -------------------------------------------------- Form 13F File Number: 028-10587 --------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Gerald C. Catenacci -------------------------------------------------- Title: Managing Member -------------------------------------------------- Phone: (212) 484-5030 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Gerald C. Catenacci New York, NY 2/2/10 ------------------------- --------------------- ----------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 ------------- Form 13F Information Table Entry Total: 128 ------------- Form 13F Information Table Value Total: $798,918 ------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 028-10588 Principled Capital Management, L.L.C.

FORM 13F INFORMATION TABLE ~~COLUMN~~VALUE 1SHARES/ ~~COLUMN 2 COLUMN3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 SHRS OR~~ SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP ~~VALUE(~~x($1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------- -------- ------ -------- --------- -------- -------- --- ---- ---------- -------- ---------------------- ~~ACCENTURE~~3COM ~~PLC~~CORP ~~IRELAND~~COM ~~SHS~~885535104 ~~CLASS A G1151C101 8~~7,~~688~~271 ~~233~~969,~~100~~400 SH SOLE ~~233~~969,~~100~~400 ~~ACCENTURE~~3COM ~~PLC~~CORP ~~IRELAND~~COM ~~SHS~~885535104 ~~CLASS A G1151C101~~ 3,~~843~~230 ~~103~~430,~~100~~600 SH DEFINED 1 ~~103~~430,~~100~~600 ~~ACORDA~~3M ~~THERAPEUTICS~~CO ~~INC~~ COM ~~00484M106~~88579Y101 10,~~490~~309 ~~450~~124,~~600~~700 SH SOLE ~~450~~124,~~600~~700 ~~ACORDA~~3M ~~THERAPEUTICS~~CO ~~INC~~ COM ~~00484M106~~88579Y101 4,~~630~~572 ~~198~~55,~~900~~300 SH DEFINED 1 ~~198~~55,~~900~~300 ~~AEROVIRONMENT~~ACORDA THERAPEUTICS INC COM ~~008073108~~00484M106 15,~~787~~325 63211,~~600~~300 SH SOLE 63211,~~600~~300 ~~AEROVIRONMENT~~ACORDA THERAPEUTICS INC COM ~~008073108~~00484M106 ~~787~~2,517 2899,~~000~~900 SH DEFINED 1 2899,~~000~~900 ~~AKAMAI~~ADVANCED ~~TECHNOLOGIES~~MICRO DEVICES INC COM ~~00971T101~~007903107 45,~~689~~363 ~~238~~554,~~256~~000 SH SOLE ~~238~~554,~~256~~000 ~~AKAMAI~~ADVANCED ~~TECHNOLOGIES~~MICRO DEVICES INC COM ~~00971T101~~007903107 2,~~643~~381 ~~134~~246,~~300~~000 SH DEFINED 1 ~~134~~246,~~300~~000 ~~AMERICA~~AFFILIATED ~~MOVIL~~COMPUTER ~~SAB~~SERVICES DECL CVA ~~SPON~~008190100 ~~ADR L SHS 02364W105 2~~18,~~582~~211 58305,~~900~~100 SH SOLE 58305,~~900~~100 ~~AMERICA~~AFFILIATED ~~MOVIL~~COMPUTER ~~SAB~~SERVICES DECL CVA ~~SPON~~008190100 ~~ADR L SHS 02364W105 1~~8,~~144~~052 26134,~~100~~900 SH DEFINED 1 26134,~~100~~900 ~~AMKOR~~AKAMAI ~~TECHNOLOGY~~TECHNOLOGIES INC COM ~~031652100~~00971T101 51,~~974~~315 ~~868~~51,~~254~~900 SH SOLE ~~868~~51,~~254~~900 ~~AMKOR~~AKAMAI ~~TECHNOLOGY~~TECHNOLOGIES INC COM ~~031652100~~00971T101 ~~2,646~~586 ~~384~~23,~~600~~100 SH DEFINED 1 ~~384~~23,~~600~~100 ~~ANADYS~~ALKERMES ~~PHARMACEUTICALS~~ INC COM ~~03252Q408~~01642T108 ~~1,800~~612 ~~684~~65,~~300~~000 SH CALL SOLE ~~684~~65,~~300~~000 ~~ANADYS~~ALKERMES ~~PHARMACEUTICALS~~ INC COM ~~03252Q408~~01642T108 ~~796~~329 ~~302~~35,~~800~~000 SH CALL DEFINED 1 ~~302~~35,~~800~~000 ~~APPLE~~AMYLIN PHARMACEUTICALS INC COM ~~037833100~~032346108 51,~~783~~490 31105,~~200~~000 SH CALL SOLE 31105,~~200~~000 ~~APPLE~~AMYLIN PHARMACEUTICALS INC COM ~~037833100~~032346108 ~~2,558~~639 1345,~~800~~000 SH CALL DEFINED 1 1345,~~800~~000 ~~ARENA~~ANADYS PHARMACEUTICALS INC COM ~~040047102~~03252Q408 ~~180~~1,661 40787,~~200~~300 SH ~~PUT~~ SOLE 40787,~~200~~300 ~~ARENA~~ANADYS PHARMACEUTICALS INC COM ~~040047102~~03252Q408 ~~180~~738 40349,~~200~~800 SH ~~CALL~~DEFINED ~~SOLE~~1 40349,~~200~~800 ~~ARENA~~APPLE ~~PHARMACEUTICALS~~ INC COM ~~040047102~~037833100 4516,100 1076,~~000~~400 SH ~~CALL~~SOLE ~~DEFINED 1 10~~76,~~000~~400 ~~ARENA~~APPLE ~~PHARMACEUTICALS~~ INC COM ~~040047102~~037833100 457,081 1033,~~000~~600 SH ~~PUT~~ DEFINED 1 1033,~~000~~600 ARQULE INC COM 04269E107 3,~~302~~291 ~~727~~891,~~398~~798 SH SOLE ~~727~~891,~~398~~798 ARQULE INC COM 04269E107 1,~~477~~459 ~~325~~395,~~404~~504 SH DEFINED 1 ~~325~~395,~~404~~504 ATMEL CORP COM 049513104 914,~~822~~628 23,~~344~~173,~~100~~200 SH SOLE 23,~~344~~173,~~100~~200 ATMEL CORP COM 049513104 46,~~353~~499 1,~~038~~409,~~800~~700 SH DEFINED 1 1,~~038~~409,~~800~~700 AUTOZONE INC COM 053332102 68,~~083~~314 4152,600 SH SOLE 4152,600 AUTOZONE INC COM 053332102 23,~~690~~699 1823,400 SH DEFINED 1 1823,400 AUXILIUM PHARMACEUTICALS INC COM 05334D107 64,~~555~~764 ~~191~~158,~~600~~900 SH SOLE ~~191~~158,~~600~~900 AUXILIUM PHARMACEUTICALS INC COM 05334D107 2,~~600~~117 7670,~~000~~600 SH DEFINED 1 7670,~~000~~600 BARRICK GOLD CORP COM 067901108 9,~~759~~313 ~~257~~236,500 SH SOLE ~~257~~236,500 BARRICK GOLD CORP COM 067901108 4,~~302~~135 ~~113~~105,~~500~~000 SH DEFINED 1 ~~113~~105,~~500~~000 ~~CADBURY~~BCE ~~PLC~~INC ~~SPONS~~COM ~~ADR~~NEW ~~12721E102~~05534B760 1513,~~092~~383 ~~294~~484,700 SH SOLE ~~294~~484,700 ~~CADBURY~~BCE ~~PLC~~INC ~~SPONS~~COM ~~ADR~~NEW ~~12721E102~~05534B760 65,~~688~~945 ~~130~~215,~~600~~300 SH DEFINED 1 ~~130~~215,~~600~~300 ~~CARMAX~~BLACK ~~INC~~& DECKER CORP COM ~~143130102~~091797100 215,~~715~~648 ~~129~~241,~~900~~374 SH SOLE ~~129~~241,~~900~~374 ~~CARMAX~~BLACK ~~INC~~& DECKER CORP COM ~~143130102~~091797100 16,~~022~~950 48107,~~900~~200 SH DEFINED 1 48107,~~900~~200 ~~CARNIVAL~~BURLINGTON ~~CORP~~NORTHN ~~PAIRED~~SANTA ~~CTF~~FE ~~143658300~~C 13COM 12189T104 14,~~312~~527 ~~400~~147,~~000~~300 SH ~~PUT~~ SOLE ~~400~~147,~~000~~300 ~~CARNIVAL~~BURLINGTON ~~CORP~~NORTHN ~~PAIRED~~SANTA ~~CTF~~FE ~~143658300~~C COM 12189T104 6,~~656~~479 ~~200~~65,~~000~~700 SH ~~PUT~~ DEFINED 1 ~~200~~65,~~000~~700 CFCADBURY ~~INDS~~PLC ~~HLDGS~~SPONS ~~INC~~ADR ~~COM~~12721E102 ~~125269100 7~~23,~~387~~054 85448,~~669~~600 SH SOLE 85448,~~669~~600 CFCADBURY ~~INDS~~PLC ~~HLDGS~~SPONS ~~INC~~ADR ~~COM~~12721E102 ~~125269100 3~~10,~~266~~242 37199,~~881~~300 SH DEFINED 1 37199,~~881~~300 CHIMERA INVT CORP COM 16934Q109 3212,~~512~~566 83,~~511~~238,~~019~~719 SH SOLE 83,~~511~~238,~~019~~719 CHIMERA INVT CORP COM 16934Q109 145,~~400~~581 31,~~769~~438,~~634~~334 SH DEFINED 1 31,~~769~~438,~~634~~334 CHIQUITA BRANDS INTL INC NOTE 4.250% 8/1 170032AT3 1310,~~376~~124 139,~~281~~654,~~230~~319 PRN SOLE 139,~~281~~654,~~230~~319 CHIQUITA BRANDS INTL INC NOTE 4.250% 8/1 170032AT3 84,~~831~~400 84,~~768~~195,~~770~~681 PRN DEFINED 1 84,~~768~~195,~~770~~681 CHIQUITA BRANDS INTL INC COM 170032809 2528,~~224~~108 1,~~560~~558,~~883~~083 SH SOLE 1,~~560~~558,~~883~~083 CHIQUITA BRANDS INTL INC COM 170032809 1112,~~147~~494 ~~689~~692,~~800~~600 SH DEFINED 1 ~~689~~692,~~800~~600 ~~CISCO~~DENDREON ~~SYS~~CORP ~~INC~~ COM ~~17275R102~~24823Q107 79,~~585~~098 ~~322~~346,200 SH SOLE ~~322~~346,200 ~~CISCO~~DENDREON ~~SYS~~CORP ~~INC~~ COM ~~17275R102~~24823Q107 34,~~362~~042 ~~142~~153,800 SH DEFINED 1 ~~142~~153,800 ~~DENDREON~~E M C CORP MASS COM ~~24823Q107~~268648102 210,~~035~~225 72585,~~700~~300 SH SOLE 72585,~~700~~300 ~~DENDREON~~E M C CORP MASS COM ~~24823Q107~~268648102 ~~767~~4,544 27260,~~400~~100 SH DEFINED 1 27260,~~400~~100 EENCORE MACQUISITION CCO ~~CORP MASS~~ COM ~~268648102~~29255W100 218,~~951~~454 ~~173~~384,~~200~~300 SH SOLE ~~173~~384,~~200~~300 EENCORE MACQUISITION CCO ~~CORP MASS~~ COM ~~268648102~~29255W100 18,~~571~~197 92170,~~200~~700 SH DEFINED 1 92170,~~200~~700 EQUINIX INC COM NEW 29444U502 811,~~065~~152 87105,~~659~~059 SH SOLE 87105,~~659~~059 EQUINIX INC COM NEW 29444U502 34,~~570~~925 3846,~~800~~400 SH DEFINED 1 3846,~~800~~400 ~~FLIR~~FACET ~~SYS~~BIOTECH ~~INC~~CORP ~~COM~~SHS ~~302445101~~30303Q103 72,~~166~~800 ~~256~~159,~~200~~300 SH SOLE ~~256~~159,~~200~~300 ~~FLIR~~FACET ~~SYS~~BIOTECH ~~INC~~CORP ~~COM~~SHS ~~302445101~~30303Q103 31,~~175~~243 ~~113~~70,~~500~~700 SH DEFINED 1 ~~113~~70,~~500~~700 ~~FRESH~~FEI ~~DEL~~CO ~~MONTE~~COM ~~PRODUCE~~30241L109 ~~INC ORD G36738105 11~~8,~~242~~905 ~~497~~381,200 SH SOLE ~~497~~381,200 ~~FRESH~~FEI ~~DEL~~CO ~~MONTE~~COM ~~PRODUCE~~30241L109 ~~INC ORD G36738105 4~~3,~~970~~943 ~~219~~168,800 SH DEFINED 1 ~~219~~168,800 ~~GAMESTOP~~FLIR ~~CORP~~SYS ~~NEW~~INC CLCOM A302445101 ~~36467W109~~ 7,~~798~~886 ~~294~~241,~~600~~000 SH SOLE ~~294~~241,~~600~~000 ~~GAMESTOP~~FLIR ~~CORP~~SYS ~~NEW~~INC CLCOM A302445101 ~~36467W109~~ 3,~~452~~501 ~~130~~107,~~400~~000 SH DEFINED 1 ~~130~~107,~~400~~000 ~~GOLDMAN~~FORD ~~SACHS~~MTR ~~GROUP~~CO ~~INC~~DEL COM ~~38141G104~~PAR ~~3,945~~$0.01 21345370860 692 69,~~400~~200 SH SOLE 2169,~~400~~200 ~~GOLDMAN~~FORD ~~SACHS~~MTR ~~GROUP~~CO ~~INC~~DEL COM ~~38141G104~~PAR ~~1,862~~$0.01 10345370860 262 26,~~100~~200 SH DEFINED 1 1026,~~100~~200 ~~GOOGLE~~FRESH ~~INC~~DEL CLMONTE APRODUCE ~~38259P508~~INC 8ORD G36738105 9,~~727~~914 17448,600 SH SOLE 17448,600 ~~GOOGLE~~FRESH ~~INC~~DEL CLMONTE APRODUCE ~~38259P508~~INC 3ORD G36738105 4,~~917~~385 7198,~~900~~400 SH DEFINED 1 7198,~~900~~400 ~~HUMAN~~GAMESTOP ~~GENOME~~CORP ~~SCIENCES~~NEW ~~INC~~CL ~~COM~~A ~~444903108~~36467W109 28,~~608~~886 ~~138~~405,~~600~~000 SH SOLE ~~138~~405,~~600~~000 ~~HUMAN~~GAMESTOP ~~GENOME~~CORP ~~SCIENCES~~NEW ~~INC~~CL ~~COM~~A ~~444903108~~36467W109 3,~~199~~949 ~~170~~180,000 SH ~~PUT~~DEFINED ~~SOLE~~1 ~~170~~180,000 ~~HUMAN~~GOOGLE ~~GENOME SCIENCES~~ INC ~~COM~~CL ~~444903108~~A ~~982~~38259P508 526,~~200~~572 10,600 SH ~~DEFINED~~SOLE ~~1 52~~10,~~200~~600 ~~HUMAN~~GOOGLE ~~GENOME SCIENCES~~ INC ~~COM~~CL ~~444903108~~A 138259P508 2,~~506~~852 804,~~000~~600 SH ~~PUT~~ DEFINED 1 804,~~000~~600 IMPERIAL OIL LTD COM NEW 453038408 34,~~145~~523 82117,~~700~~000 SH SOLE 82117,~~700~~000 IMPERIAL OIL LTD COM NEW 453038408 12,~~396~~026 3652,~~700~~400 SH DEFINED 1 3652,~~700~~400 ~~LIBERTY~~IMS ~~MEDIA~~HEALTH ~~CORP~~INC ~~NEW ENT~~ COM ~~SER~~449934108 ~~A 53071M500 35~~8,~~947~~972 1426,~~155,474~~000 SH SOLE 1426,~~155,474~~000 ~~LIBERTY~~IMS ~~MEDIA~~HEALTH ~~CORP~~INC ~~NEW ENT~~ COM ~~SER~~449934108 ~~A 53071M500 16~~3,~~432~~985 ~~528~~189,200 SH DEFINED 1 ~~528~~189,200 ~~LIFE~~INFORMATICA ~~TECHNOLOGIES~~ CORP COM ~~53217V109~~45666Q102 87,~~653~~430 ~~185~~287,~~887~~300 SH SOLE ~~185~~287,~~887~~300 ~~LIFE~~INFORMATICA ~~TECHNOLOGIES~~ CORP COM ~~53217V109~~45666Q102 3,~~828~~302 82127,~~234~~700 SH DEFINED 1 82127,~~234~~700 ~~LINEAR~~KING ~~TECHNOLOGY~~PHARMACEUTICALS ~~CORP~~INC COM ~~535678106~~495582108 82,~~615~~773 ~~311~~226,~~800~~000 SH SOLE ~~311~~226,~~800~~000 ~~LINEAR~~KING ~~TECHNOLOGY~~PHARMACEUTICALS ~~CORP~~INC COM ~~535678106~~495582108 31,~~818~~215 ~~138~~99,~~200~~000 SH DEFINED 1 ~~138~~99,~~200~~000 ~~LSI~~LEAP ~~INDS~~WIRELESS INTL INC COM ~~50216C108~~NEW 1521863308 8,~~887~~594 ~~283~~489,~~726~~700 SH SOLE ~~283~~489,~~726~~700 ~~LSI~~LEAP ~~INDS~~WIRELESS INTL INC COM ~~50216C108~~NEW 1521863308 3,~~615~~779 ~~242~~215,~~793~~300 SH DEFINED 1 ~~242~~215,~~793~~300 ~~MANNKIND~~LIFE TECHNOLOGIES CORP COM ~~56400P201~~53217V109 ~~394~~8,790 40168,~~000~~287 SH ~~PUT~~ SOLE 40168,~~000~~287 ~~MANNKIND~~LIFE TECHNOLOGIES CORP COM ~~56400P201~~53217V109 993,909 1074,~~000~~834 SH ~~PUT~~ DEFINED 1 1074,~~000~~834 ~~MARVELL~~LSI ~~TECHNOLOGY~~INDS ~~GROUP~~INC ~~LTD~~COM ~~ORD~~50216C108 ~~G5876H105 7~~2,~~271~~544 ~~449~~322,~~100~~786 SH SOLE ~~449~~322,~~100~~786 ~~MARVELL~~LSI ~~TECHNOLOGY~~INDS ~~GROUP~~INC ~~LTD~~COM ~~ORD~~50216C108 ~~G5876H105 3~~1,~~253~~694 ~~200~~214,~~900~~993 SH DEFINED 1 ~~200~~214,~~900~~993 ~~MCAFEE~~METROPCS COMMUNICATIONS INC COM ~~579064106~~591708102 48,~~852~~744 ~~110~~1,~~800~~146,000 SH SOLE ~~110~~1,~~800~~146,000 ~~MCAFEE~~METROPCS COMMUNICATIONS INC COM ~~579064106~~591708102 23,~~154~~884 49509,~~200~~000 SH DEFINED 1 49509,~~200~~000 MICROSOFT CORP COM 594918104 67,~~281~~598 ~~242~~249,~~600~~200 SH SOLE ~~242~~249,~~600~~200 MICROSOFT CORP COM 594918104 23,~~781~~378 ~~107~~110,~~400~~800 SH DEFINED 1 ~~107~~110,~~400~~800 NATIONAL OILWELL VARCO INC COM 637071101 45,~~486~~666 ~~104~~128,~~000~~500 SH SOLE ~~104~~128,~~000~~500 NATIONAL OILWELL VARCO INC COM 637071101 12,~~984~~518 4657,~~000~~100 SH DEFINED 1 4657,~~000~~100 NET SERVICOS DE COMUNICACAO SPONSD ADR NEW 64109T201 111,~~128~~375 97840,~~900~~700 SH SOLE 97840,~~900~~700 NET SERVICOS DE COMUNICACAO SPONSD ADR NEW 64109T201 ~~510~~5,074 44375,~~300~~000 SH DEFINED 1 44375,~~300~~000 NEW YORK TIMES CO CL A 650111107 979 79,200 SH SOLE 79,200 NEW YORK TIMES CO CL A 650111107 370 29,900 SH DEFINED 1 29,900 NEWMONT MINING CORP COM 651639106 76,~~637~~510 ~~173~~137,~~500~~600 SH SOLE ~~173~~137,~~500~~600 NEWMONT MINING CORP COM 651639106 32,~~368~~891 7661,~~500~~100 SH DEFINED 1 7661,~~500~~100 NRG ENERGY INC COM NEW 629377508 2220,~~009~~535 ~~780~~869,750 SH SOLE ~~780~~869,750 NRG ENERGY INC COM NEW 629377508 98,~~739~~770 ~~345~~371,472 SH DEFINED 1 ~~345~~371,472 OCWEN FINL CORP COM NEW 675746309 14,~~477~~373 ~~130~~456,~~500~~900 SH SOLE ~~130~~456,~~500~~900 OCWEN FINL CORP COM NEW 675746309 ~~787~~1,944 69203,~~500~~100 SH DEFINED 1 69203,~~500~~100 ONYX PHARMACEUTICALS INC COM 683399109 913,~~294~~602 ~~310~~463,~~100~~600 SH SOLE ~~310~~463,~~100~~600 ONYX PHARMACEUTICALS INC COM 683399109 46,~~942~~056 ~~164~~206,~~900~~400 SH DEFINED 1 ~~164~~206,~~900~~400 POTASH CORP SASK INC COM 73755L107 1310,~~564~~595 ~~150~~97,~~147~~647 SH SOLE ~~150~~97,~~147~~647 POTASH CORP SASK INC COM 73755L107 64,~~997~~780 7744,~~453~~053 SH DEFINED 1 7743,~~453~~970 QUALCOMM INC COM 747525103 310,~~117~~893 69235,~~300~~466 SH SOLE 69235,~~300~~466 QUALCOMM INC COM 747525103 14,~~381~~836 30104,~~700~~534 SH DEFINED 1 30104,~~700~~534 ~~RESEARCH~~RACKSPACE INHOSTING ~~MOTION~~INC ~~LTD~~ COM ~~760975102~~750086100 21,~~107~~495 3171,~~154~~700 SH SOLE 3171,~~154~~700 ~~RESEARCH~~RACKSPACE INHOSTING ~~MOTION~~INC ~~LTD~~COM 750086100 550 26,400 SH DEFINED 1 26,400 SAPIENT CORP COM ~~760975102~~803062108 ~~793~~3,436 11415,~~732~~500 SH SOLE 415,500 SAPIENT CORP COM 803062108 1,526 184,500 SH DEFINED 1 11184,~~732~~500 SAVVIS INC NOTE 3.000% 5/1 805423AA8 9,~~307~~792 10,760,000 PRN SOLE 10,760,000 SAVVIS INC NOTE 3.000% 5/1 805423AA8 3,~~668~~858 4,240,000 PRN DEFINED 1 4,240,000 SCHERING PLOUGH CORP PFD CONV MAN07 806605705 22,341 92,050 SH SOLE 92,050 SCHERING PLOUGH CORP PFD CONV MAN07 806605705 9,902 40,800 SH DEFINED 1 40,800 SCHERING PLOUGH CORP COM 806605101 19,597 693,700 SH SOLE 693,700 SCHERING PLOUGH CORP COM 806605101 8,678 307,200 SH DEFINED 1 307,200 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 56,~~365~~466 ~~145~~155,~~203~~800 SH SOLE ~~145~~155,~~203~~800 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 2,~~247~~872 6069,~~800~~200 SH DEFINED 1 6069,~~800~~200 ~~SEAGATE~~SOLARWINDS ~~TECHNOLOGY~~INC ~~SHS~~COM ~~G7945J104~~83416B109 127,~~410~~126 ~~815~~309,~~900~~700 SH SOLE ~~815~~309,~~900~~700 ~~SEAGATE~~SOLARWINDS ~~TECHNOLOGY~~INC ~~SHS~~COM ~~G7945J104~~83416B109 63,~~603~~166 ~~434~~137,~~100~~600 SH DEFINED 1 ~~434~~137,~~100~~600 ~~TAIWAN~~TERADYNE ~~SEMICONDUCTOR~~INC ~~MFG~~COM ~~LTD~~880770102 ~~SPONSORED ADR 874039100 1~~3,~~898~~715 ~~173~~346,200 SH SOLE ~~173~~346,200 ~~TAIWAN~~TERADYNE ~~SEMICONDUCTOR~~INC ~~MFG~~COM ~~LTD~~880770102 ~~SPONSORED~~1,650 ~~ADR 874039100 842 76~~153,800 SH DEFINED 1 76153,800 ~~TELUS~~TRIMBLE ~~CORP~~NAVIGATION ~~NON-VTG~~LTD ~~SHS~~COM ~~87971M202~~896239100 74,~~443~~929 ~~239~~195,~~400~~600 SH SOLE ~~239~~195,~~400~~600 ~~TELUS~~TRIMBLE ~~CORP~~NAVIGATION ~~NON-VTG~~LTD ~~SHS~~COM ~~87971M202~~896239100 32,~~283~~190 ~~105~~86,~~600~~900 SH DEFINED 1 ~~105~~86,~~600~~900 ~~TERADYNE~~VIROPHARMA INC COM ~~880770102~~928241108 82,~~975~~644 ~~970~~315,~~300~~100 SH SOLE ~~970~~315,~~300~~100 ~~TERADYNE~~VIROPHARMA INC COM ~~880770102~~928241108 31,~~975~~174 ~~429~~139,~~700~~900 SH DEFINED 1 ~~429~~139,~~700~~900 TWVIVO ~~TELECOM~~PARTICIPACOES ~~INC~~S ~~COM~~A ~~87311L104~~SPON 20ADR PFD NEW 92855S200 7,~~044~~545 1243,~~490,296~~400 SH SOLE 1243,~~490,296~~400 TWVIVO ~~TELECOM~~PARTICIPACOES ~~INC~~S ~~COM~~A ~~87311L104~~SPON 8ADR PFD NEW 92855S200 3,~~873~~305 ~~659~~106,~~700~~600 SH DEFINED 1 ~~659~~106,~~700~~600 ~~VERTEX~~WAL ~~PHARMACEUTICALS~~MART STORES INC COM ~~92532F100~~931142103 220,~~653~~851 70390,~~000~~100 SH ~~CALL~~ SOLE 70390,~~000~~100 ~~VERTEX~~WAL ~~PHARMACEUTICALS~~MART STORES INC COM ~~92532F100~~931142103 19,~~137~~263 30173,~~000~~300 SH ~~CALL~~ DEFINED 1 30173,~~000~~300 ~~WAL~~WARNER ~~MART~~CHILCOTT ~~STORES~~PLC ~~INC~~IRELAND ~~COM~~SHS ~~931142103~~A 6G94368100 5,~~804~~839 ~~138~~205,~~600~~100 SH SOLE ~~138~~205,~~600~~100 ~~WAL~~WARNER ~~MART~~CHILCOTT ~~STORES~~PLC ~~INC~~IRELAND ~~COM~~SHS ~~931142103~~A 3G94368100 2,~~014~~559 6189,~~400~~900 SH DEFINED 1 6189,~~400~~900 ~~WYETH~~XTO ENERGY INC COM ~~983024100~~98385X106 423,~~571~~704 ~~876~~79,~~300~~600 SH SOLE ~~876~~79,~~300~~600 ~~WYETH~~XTO ENERGY INC COM ~~983024100~~98385X106 181,~~854~~647 ~~388~~35,~~100~~400 SH DEFINED 1 ~~388~~35,~~100~~400 YAHOO INC COM 984332106 311,~~370~~676 ~~189~~695,~~231~~800 SH SOLE ~~189~~695,~~231~~800 YAHOO INC COM 984332106 15,~~474~~104 82304,~~769~~200 SH DEFINED 1 82304,~~769~~200

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