4//SEC Filing
GlassBridge Enterprises, Inc. 4
Accession 0000902664-17-001815
$GLAECIK 0001014111operating
Filed
Mar 29, 8:00 PM ET
Accepted
Mar 30, 4:12 PM ET
Size
9.0 KB
Accession
0000902664-17-001815
Insider Transaction Report
Form 4
Hall George E.
DirectorOther
Transactions
- Purchase
Common Stock
2017-03-29$5.26/sh+81,957$430,791→ 1,494,894 total(indirect: See footnotes)
CLINTON GROUP INC
DirectorOther
Transactions
- Purchase
Common Stock
2017-03-29$5.26/sh+81,957$430,791→ 1,494,894 total(indirect: See footnotes)
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.84 to $5.59, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
- [F2]The securities reported herein may be deemed to be indirectly beneficially owned by Mr. George E. Hall ("Mr. Hall") through various entities, including, without limitation: (i) Madison Avenue Capital Holdings, Inc. ("MACH"), (ii) GEH Capital, Inc., which is indirectly owned by Mr. Hall and (iii) Clinton Relational Opportunity Master Fund, L.P. ("CREL") and Clinton Special Opportunities Master Fund Ltd. ("CSO"), of which Clinton Group, Inc. ("CGI") is also deemed to be the indirect beneficial owner of such securities by virtue of its position as investment manager of CSO and its ownership of Clinton Union League, LLC, which serves as the investment manager of CREL. Mr. Hall serves as the Chief Executive Officer of CGI and as President of MACH.
- [F3]For purposes of Rule 16a-1(a)(2) of the 1934 Act, each of the Reporting Persons disclaim beneficial ownership of such securities, and this report shall not be deemed an admission that any Reporting Person is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose, except to the extent of such Reporting Person's pecuniary interest therein. Mr. Joseph A. DePerio ("Mr. DePerio") is an employee of CGI and serves as a member of the board of directors of the Issuer. Mr. DePerio submits his Section 16 filings independently of CGI. Each Reporting Person disclaims beneficial ownership of any and all securities beneficially owned by Mr. DePerio.
Documents
Issuer
GlassBridge Enterprises, Inc.
CIK 0001014111
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001014111
Filing Metadata
- Form type
- 4
- Filed
- Mar 29, 8:00 PM ET
- Accepted
- Mar 30, 4:12 PM ET
- Size
- 9.0 KB