4//SEC Filing
GAIN Capital Holdings, Inc. 4
Accession 0000902664-17-002244
CIK 0001444363operating
Filed
May 8, 8:00 PM ET
Accepted
May 9, 5:49 PM ET
Size
8.2 KB
Accession
0000902664-17-002244
Insider Transaction Report
Form 4
RIMA MANAGEMENT, LLC
10% Owner
Transactions
- Sale
Common Stock, $0.00001 par value per share
2017-05-09$5.94/sh−50,000$297,000→ 4,757,461 total(indirect: See footnotes)
MASHAAL RICHARD R
10% Owner
Transactions
- Sale
Common Stock, $0.00001 par value per share
2017-05-09$5.94/sh−50,000$297,000→ 4,757,461 total(indirect: See footnotes)
Footnotes (2)
- [F1]These securities are held in the accounts Senvest Master Fund, LP and Senvest Global (KY) (collectively, the "Investment Vehicles"). Senvest Management, LLC ("Senvest") serves as investment manager of each of the Investment Vehicles. Richard Mashaal is the managing member of Senvest. Senvest may be deemed to have investment and voting control over the securities held by the Investment Vehicles by virtue of Senvest's position as investment manager of each of the Investment Vehicles. Mr. Mashaal may be deemed to have investment and voting control over the securities held by the Investment Vehicles by virtue of Mr. Mashaal's status as the managing member of Senvest.
- [F2]For convenience, the Reporting Persons have included all securities held by the Investment Vehicles, including securities in excess of the Reporting Persons' pecuniary interest. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.
Documents
Issuer
GAIN Capital Holdings, Inc.
CIK 0001444363
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001444363
Filing Metadata
- Form type
- 4
- Filed
- May 8, 8:00 PM ET
- Accepted
- May 9, 5:49 PM ET
- Size
- 8.2 KB