4//SEC Filing
ELLIOTT ASSOCIATES, L.P. 4
Accession 0000902664-19-001905
CIK 0001404624other
Filed
Apr 11, 8:00 PM ET
Accepted
Apr 12, 4:28 PM ET
Size
9.0 KB
Accession
0000902664-19-001905
Insider Transaction Report
Form 4
ELLIOTT ASSOCIATES, L.P.
10% Owner
Transactions
- Other
Warrant (Right to Buy)
2019-04-10−22,222→ 0 totalExercise: $0.01From: 2017-05-10Exp: 2022-11-10→ Common Stock (22,222 underlying) - Other
Common Stock, par value $0.01 per share ("Common Stock")
2019-04-10−795,965→ 0 total
Footnotes (3)
- [F1]This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
- [F2]On April 10, 2019, the Issuer and Affinion Group completed the Recapitalization, the Merger and the other transactions described in Amendment No. 4 to the Schedule 13D filed by the Reporting Person ("Amendment No. 4"). Immediately prior to the consummation of the Merger, the Reporting Person tendered its Existing Notes in the Exchange Offer, and received shares of Class M Common Stock, and such shares of Class M Common Stock were converted into New Common Stock and New Penny Warrants as a result of the Merger.
- [F3]The shares of Common Stock reported herein were exchanged for New Investor Warrants in the Merger. The Warrants reported herein were mandatorily exercised immediately following the consummation of the Exchange Offer and the shares of Common Stock issued pursuant to such exercise were exchanged for New Investor Warrants in the Merger. Immediately following the consummation of the Recapitalization, the Merger and the other transactions described in Amendment No. 4, the Reporting Person owned 46,702 shares of New Common Stock, 2,104,973 New Penny Warrants and 73,440 New Investor Warrants. Capitalized terms not defined herein have the meaning set forth in Amendment No. 4.
Documents
Issuer
Affinion Group Holdings, Inc.
CIK 0001404624
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0000904495
Filing Metadata
- Form type
- 4
- Filed
- Apr 11, 8:00 PM ET
- Accepted
- Apr 12, 4:28 PM ET
- Size
- 9.0 KB