GCM Grosvenor Inc.·4

Jul 13, 3:36 PM ET

Adage Capital Partners, L.P. 4

4 · GCM Grosvenor Inc. · Filed Jul 13, 2021

Insider Transaction Report

Form 4
Period: 2020-11-20
Transactions
  • Purchase

    Class A Common Stock

    2020-11-30$9.47/sh+10,000$94,6715,956,298 total(indirect: See footnote)
  • Sale

    Class A Common Stock

    2020-12-08$12.56/sh29,768$373,9465,926,630 total(indirect: See footnote)
  • Sale

    Class A Common Stock

    2020-12-09$13.51/sh50,000$675,6355,866,412 total(indirect: See footnote)
  • Sale

    Class A Common Stock

    2020-12-10$14.02/sh+50,000$700,9505,652,455 total(indirect: See footnote)
  • Sale

    Class A Common Stock

    2020-12-10$14.17/sh7,121$100,8915,620,334 total(indirect: See footnote)
  • Sale

    Class A Common Stock

    2021-01-04$13.40/sh130$1,7425,643,821 total(indirect: See footnote)
  • Sale

    Class A Common Stock

    2020-12-09$13.51/sh25,000$337,7405,767,455 total(indirect: See footnote)
  • Purchase

    Class A Common Stock

    2020-12-16$12.23/sh+50,000$611,4805,617,572 total(indirect: See footnote)
  • Sale

    Class A Common Stock

    2020-12-22$13.68/sh15,000$205,1305,633,951 total(indirect: See footnote)
  • Purchase

    Class A Common Stock

    2020-11-25$9.50/sh+7,688$73,0365,946,298 total(indirect: See footnote)
  • Purchase

    Class A Common Stock

    2020-12-01$9.00/sh+100$9005,956,398 total(indirect: See footnote)
  • Sale

    Class A Common Stock

    2020-12-08$12.53/sh10,218$127,9855,916,412 total(indirect: See footnote)
  • Sale

    Class A Common Stock

    2020-12-09$13.53/sh25,000$338,2005,792,455 total(indirect: See footnote)
  • Sale

    Class A Common Stock

    2020-12-09$13.79/sh25,000$344,8335,717,455 total(indirect: See footnote)
  • Sale

    Class A Common Stock

    2020-12-10$13.87/sh25,000$346,6855,627,455 total(indirect: See footnote)
  • Sale

    Class A Common Stock

    2020-12-14$14.03/sh15,000$210,4265,567,272 total(indirect: See footnote)
  • Purchase

    Class A Common Stock

    2020-12-15$12.75/sh+300$3,8255,567,572 total(indirect: See footnote)
  • Sale

    Class A Common Stock

    2020-12-09$13.79/sh25,000$344,6955,742,455 total(indirect: See footnote)
  • Sale

    Class A Common Stock

    2021-01-06$13.01/sh6,017$78,2525,637,804 total(indirect: See footnote)
  • Purchase

    Class A Common Stock, $0.0001 par value Class A Common Stock

    2020-11-20$9.31/sh+100$9315,938,610 total(indirect: See footnote)
  • Sale

    Class A Common Stock

    2020-12-11$15.03/sh10,300$154,8055,590,652 total(indirect: See footnote)
  • Sale

    Class A Common Stock

    2020-12-11$14.66/sh8,380$122,8385,582,272 total(indirect: See footnote)
  • Purchase

    Class A Common Stock

    2020-12-16$11.75/sh+1,750$20,5635,619,322 total(indirect: See footnote)
  • Purchase

    Class A Common Stock

    2020-12-31$13.27/sh+10,000$132,7335,643,951 total(indirect: See footnote)
  • Purchase

    Class A Common Stock

    2020-12-09$14.02/sh23,957$335,7575,817,455 total(indirect: See footnote)
  • Sale

    Class A Common Stock

    2020-12-10$14.10/sh19,382$273,3115,600,952 total(indirect: See footnote)
  • Purchase

    Class A Common Stock

    2020-12-17$12.25/sh+29,629$362,9525,648,951 total(indirect: See footnote)
  • Sale

    Class A Common Stock

    2020-12-09$13.50/sh25,000$337,6155,841,412 total(indirect: See footnote)
  • Sale

    Class A Common Stock

    2020-12-09$13.88/sh15,000$208,1965,702,455 total(indirect: See footnote)
  • Purchase

    Class A Common Stock

    2021-01-07$13.01/sh+2,913$37,8845,640,717 total(indirect: See footnote)
Footnotes (1)
  • [F1]The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

Documents

1 file
  • 4
    ownership.xmlPrimary