4//SEC Filing
Caligan Partners LP 4
Accession 0000902664-23-004790
CIK 0001267602other
Filed
Sep 14, 8:00 PM ET
Accepted
Sep 15, 4:05 PM ET
Size
11.9 KB
Accession
0000902664-23-004790
Insider Transaction Report
Form 4
Caligan Partners LP
10% Owner
Transactions
- Sale
Common Stock, par value 0.01 per share (Common Stock)
2023-09-14$3.39/sh−579,000$1,962,810→ 16,256,154 total(indirect: See footnote) - Purchase
Common Stock
2023-09-14$3.39/sh+579,000$1,962,810→ 16,835,154 total(indirect: See footnote) - OtherSwap
Notional Derivative Agreements (obligation to buy)
2023-09-14+1→ 490,000 total(indirect: See footnote)→ Common Stock (490,000 underlying)
JOHNSON DAVID EDWARD
10% Owner
Transactions
- Sale
Common Stock, par value 0.01 per share (Common Stock)
2023-09-14$3.39/sh−579,000$1,962,810→ 16,256,154 total(indirect: See footnote) - Purchase
Common Stock
2023-09-14$3.39/sh+579,000$1,962,810→ 16,835,154 total(indirect: See footnote) - OtherSwap
Notional Derivative Agreements (obligation to buy)
2023-09-14+1→ 490,000 total(indirect: See footnote)→ Common Stock (490,000 underlying)
Footnotes (3)
- [F1]This Form 4 is filed by David Johnson ("Mr. Johnson") and Caligan Partners LP ("Caligan") with respect to the securities held by Caligan Partners Master Fund LP ("Caligan Master Fund"), a Cayman Islands limited partnership, and managed accounts ("Caligan Accounts", together with the Caligan Master Fund, the "Caligan Fund and Accounts") to which Caligan serves as investment manager. Mr. Johnson is the Managing Partner of Caligan and a Managing Member of Caligan Partners GP LLC, the general partner of Caligan.
- [F2]Represents rebalancing transaction between the Caligan Fund and Accounts.
- [F3]At the market close on September 14, 2023, the expiration date of the notional principal amount derivative agreements in the form of cash settled swaps previously reported on the Form 3 filed by the Reporting Persons on August 11, 2023, was extended from February 2, 2024 to September 26, 2025.
Documents
Issuer
ALIMERA SCIENCES INC
CIK 0001267602
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001727492
Filing Metadata
- Form type
- 4
- Filed
- Sep 14, 8:00 PM ET
- Accepted
- Sep 15, 4:05 PM ET
- Size
- 11.9 KB