4//SEC Filing
UBBEN JEFFREY W 4
Accession 0000902664-23-005309
CIK 0000100726other
Filed
Nov 1, 8:00 PM ET
Accepted
Nov 2, 5:29 PM ET
Size
9.2 KB
Accession
0000902664-23-005309
Insider Transaction Report
Form 4
UNIFI INCUFI
INCLUSIVE CAPITAL PARTNERS, L.P.
10% OwnerOther
Transactions
- Award
Common Stock
2023-10-31+7,452→ 29,066 total(indirect: See footnotes)
Holdings
- 1,920,887(indirect: See footnotes)
Common Stock
UBBEN JEFFREY W
10% OwnerOther
Transactions
- Award
Common Stock
2023-10-31+7,452→ 29,066 total(indirect: See footnotes)
Holdings
- 1,920,887(indirect: See footnotes)
Common Stock
Footnotes (4)
- [F1]Represents a grant of common stock to Ms. Eva Zlotnicka ("Ms. Zlotnicka"), a Founder and Managing Partner at In-Cap (as defined below), by the Issuer on October 31, 2023, for her services as a director of the Issuer pursuant to the Issuer's director compensation policy. Ms. Zlotnicka is deemed to hold the shares of common stock for the benefit of In-Cap Spring Master Fund , L.P. ("In-Cap Spring Master Fund") and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to In-Cap Spring Master Fund. Ms. Zlotnicka has separately reported this grant on her own Form 4 as well.
- [F2]Includes a grant of 11,635 shares of common stock reported by Ms. Zlotnicka on her Form 4 filed on November 4, 2022.
- [F3]The securities reported herein are held by In-Cap Spring Master Fund to which Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap" or the "Reporting Person"), acts as investment manager. Mr. Jeffrey W. Ubben indirectly controls In-Cap.
- [F4]The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
Documents
Issuer
UNIFI INC
CIK 0000100726
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001159187
Filing Metadata
- Form type
- 4
- Filed
- Nov 1, 8:00 PM ET
- Accepted
- Nov 2, 5:29 PM ET
- Size
- 9.2 KB