|4Nov 29, 4:30 PM ET

Caligan Partners LP 4

4 · EXELIXIS, INC. · Filed Nov 29, 2023

Insider Transaction Report

Form 4
Period: 2023-11-27
Transactions
  • Purchase

    Common Stock

    2023-11-27$21.61/sh+120,409$2,602,038910,730 total(indirect: See footnote)
  • Sale

    Common Stock

    2023-11-27$21.61/sh120,409$2,602,038790,321 total(indirect: See footnote)
Holdings
  • Common Stock

    18,176
Footnotes (3)
  • [F1]This Form 4 is filed by David Johnson ("Mr. Johnson") and Caligan Partners LP ("Caligan") with respect to the securities held by Caligan Partners Master Fund LP ("Caligan Master Fund"), a Cayman Islands limited partnership, and managed accounts ("Caligan Accounts", together with the Caligan Master Fund, the "Caligan Fund and Accounts") to which Caligan serves as investment manager. Mr. Johnson is the Managing Partner of Caligan and a Managing Member of Caligan Partners GP LLC, the general partner of Caligan.
  • [F2]Represents a rebalancing transaction between the Caligan Fund and Accounts.
  • [F3]Represents shares of common stock that will be issued to Mr. Johnson upon vesting of restricted stock units. Mr. Johnson is deemed to hold the securities reported herein for the benefit of the Caligan Fund and Accounts, and may, after vesting, if applicable, transfer the securities directly to the Caligan Fund and Accounts.

Documents

1 file
  • 4
    ownership.xmlPrimary