4//SEC Filing
UBBEN JEFFREY W 4
Accession 0000902664-23-005733
CIK 0000100726other
Filed
Nov 28, 7:00 PM ET
Accepted
Nov 29, 5:12 PM ET
Size
11.2 KB
Accession
0000902664-23-005733
Insider Transaction Report
Form 4
UNIFI INCUFI
INCLUSIVE CAPITAL PARTNERS, L.P.
10% OwnerOther
Transactions
- Sale
Common Stock
2023-11-27$6.75/sh−62,358$420,848→ 1,858,529 total(indirect: See footnotes) - Sale
Common Stock
2023-11-28$6.52/sh−171,642$1,118,265→ 1,686,887 total(indirect: See footnotes)
Holdings
- 29,066(indirect: See footnotes)
Common Stock
UBBEN JEFFREY W
10% OwnerOther
Transactions
- Sale
Common Stock
2023-11-28$6.52/sh−171,642$1,118,265→ 1,686,887 total(indirect: See footnotes) - Sale
Common Stock
2023-11-27$6.75/sh−62,358$420,848→ 1,858,529 total(indirect: See footnotes)
Holdings
- 29,066(indirect: See footnotes)
Common Stock
Footnotes (5)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.52 to $6.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.50 to $6.895, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- [F3]The securities reported herein are held by Inclusive Capital Partners Spring Master Fund , L.P. ("In-Cap Spring Master Fund") to which Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap" or the "Reporting Person"), acts as investment manager. Mr. Jeffrey W. Ubben indirectly controls In-Cap.
- [F4]Represents shares of common stock granted by the Issuer pursuant to the Issuer's director compensation policy. The shares of common stock are deemed to be held for the benefit of In-Cap Spring Master Fund and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to In-Cap Spring Master Fund.
- [F5]The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
Documents
Issuer
UNIFI INC
CIK 0000100726
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001159187
Filing Metadata
- Form type
- 4
- Filed
- Nov 28, 7:00 PM ET
- Accepted
- Nov 29, 5:12 PM ET
- Size
- 11.2 KB