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4//SEC Filing

Caligan Partners LP 4

Accession 0000902664-24-001966

CIK 0000939767other

Filed

Feb 21, 7:00 PM ET

Accepted

Feb 22, 5:08 PM ET

Size

9.2 KB

Accession

0000902664-24-001966

Insider Transaction Report

Form 4
Period: 2024-02-21
Caligan Partners LP
DirectorOther
Transactions
  • Purchase

    Common Stock

    2024-02-21$20.70/sh+190,000$3,932,7341,100,730 total(indirect: See footnote)
Holdings
  • Common Stock

    18,176
Transactions
  • Purchase

    Common Stock

    2024-02-21$20.70/sh+190,000$3,932,7341,100,730 total(indirect: See footnote)
Holdings
  • Common Stock

    18,176
Footnotes (3)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were purchased by Caligan Master Fund (as defined below) in multiple transactions at prices ranging from $20.57 to $20.78, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
  • [F2]This Form 4 is filed by David Johnson ("Mr. Johnson") and Caligan Partners LP ("Caligan") with respect to the securities held by Caligan Partners Master Fund LP ("Caligan Master Fund"), a Cayman Islands limited partnership, and managed accounts ("Caligan Accounts", together with the Caligan Master Fund, the "Caligan Fund and Accounts") to which Caligan serves as investment manager. Mr. Johnson is the Managing Partner of Caligan and a Managing Member of Caligan Partners GP LLC, the general partner of Caligan.
  • [F3]Represents shares of common stock that will be issued to Mr. Johnson upon vesting of restricted stock units. Mr. Johnson is deemed to hold the securities reported herein for the benefit of the Caligan Fund and Accounts, and may, after vesting, if applicable, transfer the securities directly to the Caligan Fund and Accounts.

Documents

1 file

Issuer

EXELIXIS, INC.

CIK 0000939767

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001727492

Filing Metadata

Form type
4
Filed
Feb 21, 7:00 PM ET
Accepted
Feb 22, 5:08 PM ET
Size
9.2 KB